Job description A leading international financial institution is seeking a motivated compliance professional... to a dynamic team that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific...
compliance advice to the different business units in relation to securities brokerage and wealth management business Review... and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...
Job description A leading international financial institution is seeking a motivated compliance professional... to a dynamic team that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific...
Job description A leading international financial institution is seeking a motivated compliance professional... to a dynamic team that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific...
in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review... and practices Provide compliance advice to business and support units Degree in law, finance or accounting or related discipline...
Implement and maintain treasury control frameworks to ensure compliance with internal policies and external regulations...
Your new company We are seeking a detail-oriented and proactive Compliance Review, Monitoring & Testing Specialist... reviews, monitoring activities, and testing controls across the organisation. Your new role Conduct compliance reviews...
Your new company We are seeking a detail-oriented and proactive Compliance Review, Monitoring & Testing Specialist... reviews, monitoring activities, and testing controls across the organisation. Your new role Conduct compliance reviews...
A leading international financial institution is seeking a motivated compliance professional to join its Hong Kong... that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific region. Key...
compliance advice to the different business units in relation to securities brokerage and wealth management business Review... and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...
A leading international financial institution is seeking a motivated compliance professional to join its Hong Kong... that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific region. Key...
Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank... regular and ad-hoc compliance reviews and self-assessments; Assist in compliance-related projects, initiatives, and system...
A leading international financial institution is seeking a motivated compliance professional to join its Hong Kong... office. This role involves handling licensing registration, monitoring regulatory changes, and preparing compliance reports...
financial compliance system and management information systems to ensure the financial data provided meet the requirements...
compliance system and management information systems to ensure the financial data provided meet the requirements of HKMA...
regulatory changes A leading international financial institution is seeking a motivated compliance professional to join its... to a dynamic team that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific...
the overall compliance and operational risk for the Southeast Asia (SEA) and Hong Kong market. Oversee audit... activities. Manage the operational compliance risk management lifecycle, including: Providing expert consultation...
are implemented in accordance with defined timeline and compliance with group and local regulatory requirements Recommend changes... to ABC and AML procedures to increase effectiveness of compliance programs Review and update ABC, AML and sanctions policies...
A leading bank in Hong Kong seeks a candidate for the Compliance and Operational Risk role. Responsibilities include... overseeing compliance and operational risks across SEA and Hong Kong, conducting site visits, and implementing risk management...
A financial services firm in Hong Kong is seeking a compliance officer specializing in KYC and AML. The ideal candidate... in a related field and have at least three years of relevant compliance experience. Proficiency in both English and Chinese...