involves developing risk policies, coordinating with business units for compliance, and reporting risk information to senior...A listed company in Hong Kong is seeking a Chief Risk Officer to lead the enterprise risk management function. The role...
in the Asia-Pacific region, it is now seeking a Compliance Officer to join its Hong Kong office. Key Responsibilities... Reporting to the Head of Compliance, Hong Kong, you will: Serve as a trusted Compliance advisor to senior management...
electronics with factories in Japan and Southeast Asia The Opportunity : Japanese Speaking Officer / Senior Officer (Corporate...://www.cpjobs.com/hk/job/japanese-speaking-officer-corporate-service-office-support-compliance-internal-control-legal-risk...
for senior management, external regulatory bodies and clients. The compliance officer will also foster an ethical culture...Primary Function of this Role The Audit & Compliance Officer is responsible for supporting the Security Director...
Create alert You agree to our Share this job Compliance Officer (Asset Management) Hong Kong Posted about 23 hours...Directly report to the Head of Compliance in ensuring compliance with relevant legal and regulatory requirements...
electronics with factories in Japan and Southeast Asia The Opportunity : Japanese Speaking Officer / Senior Officer (Corporate...://www.cpjobs.com/hk/job/japanese-speaking-officer-corporate-service-office-support-compliance-internal-control-legal-risk...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance.../ethics issues and providing guidance for the senior management team on matters relating to compliance. The Compliance...
. For everyone, everywhere. More about and . Job Description We're looking for a Compliance Officer for Hong Kong. Based in Hong Kong, you will work with a growing team... requirements, and oversee the firm's financial crime controls (KYC, AML, Sanctions, Fraud). Externally, Compliance Officer Hong...
Ashford Benjamin is proud to partner with a global investment management firm in hiring a senior compliance... professional for their Hong Kong office. This role offers broad exposure across all aspects of compliance, including regulatory...
Compliance checking, monitoring and review Assist in formulating and maintaining Compliance policies and procedures Ensure the... Advise business units on Compliance matters Proficient in spoken and written English and Chinese Degree holder with 2 years...
A leading recruitment firm seeks a General Manager - Compliance & Sustainability in Hong Kong. This senior leadership... position involves overseeing compliance and sustainability programs, driving ethical practices across the supply chain...
Key Responsibilities: Directly report to the Head of Compliance in ensuring compliance with relevant legal... funds Serve as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance, Legal) and external...
Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities..., in particular alerts type of the high-risk coverage of oversea market sectors; Work closely with senior staffs and other internal...
Key Responsibilities: Directly report to the Head of Compliance in ensuring compliance with relevant legal... funds Serve as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance, Legal) and external...
- at least aggregate 2 years’ full-time post-qualification work experience in one or more of legal and Compliance or regulatory work... other duties as assigned by senior officers. Interested parties please send resume with date of available and expected salary...
- at least aggregate 2 years’ full-time post-qualification work experience in one or more of legal and Compliance or regulatory work... other duties as assigned by senior officers....
- Reporting to the Head of Compliance, Hong Kong, you will: Serve as a trusted Compliance advisor to senior management... of the APAC Compliance strategy , focusing on Japan and Hong Kong equities markets. Conduct risk assessments, lead training...
Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities..., in particular alerts type of the high-risk coverage of oversea market sectors; Work closely with senior staffs and other internal...
An international law firm is looking for a Senior Compliance Officer in Hong Kong. In this role, you will manage client... onboarding and resolve compliance issues while mentoring a small team. The ideal candidate has at least 4 years of experience...
An international financial services firm is seeking an experienced Equities Compliance Officer to join its expanding... markets compliance team. This role focuses on compliance with sales and trading regulations and requires over 8 years...