background, with proven experience navigating Luxembourg financial regulation, CSSF circulars, AML/CFT frameworks... and procedures (AML/CFT, sanctions, conflicts of interest, outsourcing, complaints, governance, etc.). Ensure alignment...
of Compliance, AML/CTF, Complaints Handling Act as key point of contact with the CSSF for all compliance matters Protect the... together with other members of the Compliance team both on the AML/KYC and the compliance topics applicable to the Company...
principles, AML/CTF and sanctions aspects; Assist the Senior KYC Officer, the Head of Luxembourg Compliance department and the... in a similar role, ideally within an international bank engaged in compliance/audit function; Good knowledge of AML/CTF regulation...
—including MiFID II, IDD, AML/CFT, Tax Transparency (CRS/FATCA), Sanctions, Market Abuse Regulation (MAR), and ESG-related rules...
Services, Fund Administration Services, Governance Services, Operational AML & Compliance Services, Tax Compliance Services...
emphasis on: MiFID II (critical) FATCA and CRS First line compliance (excluding AML/KYC) You will work closely with the...
includes conducting Customer Due Diligence activities, performing screenings, updating documentation, and contributing to AML... in accordance with internal guidelines. - Support the AML/CFT risk assessment process by ensuring completeness and consistency...
Officer to oversee AML/CFT compliance for a portfolio of at least 25 funds. The RC acts on behalf of the RR of the funds... under management of ONE and performs the oversight of the day-to-day AML/CFT controls, at the instructions and with direct escalation...
in relation to compliance, AML CTF and control of delegations. Compliance Program Development: Develop, implement..., and maintain comprehensive compliance policies and procedures in relation to compliance, AML CTF and control of delegations...
- Minimum 5 years of experience in Transfer Agency and/or Alternative, ideally with exposure to KYC/AML processes. - Good...
Risk & Compliance functions for 5+ years, with deep technical proficiency in AML/KYC laws and their implementation... within the global banking and funds landscape. Proven experience organising, leading, developing and providing guidance on AML...
. Your Responsibilities | Compliance – Regulatory – AML/CFT – Risk Management Oversee and monitor the company’s compliance framework. Act... monitoring. Profile and Career Path | Compliance – Regulatory – AML/CFT – Risk Management At least 8 years of experience...
Services, Fund Administration Services, Governance Services, Operational AML & Compliance Services, Tax Compliance Services...
, auditors and external legal advisers Ensuring compliance with regulatory and filing obligations (RCS, RBO, CSSF, AML/KYC, CRS...
of experience in Transfer Agency and/or Alternative, ideally with exposure to KYC/AML processes. - Good knowledge of Luxembourg...
Customer Due Diligence activities, performing screenings, updating documentation, and contributing to AML/CFT risk assessments.... - Support the AML/CFT risk assessment process by ensuring completeness and consistency of due diligence records. - Coordinate...
, and contributing to AML/CFT risk assessments. The analyst will report to the Head of Unit within JMO/PMM/KYC and collaborate closely... in accordance with internal guidelines. Support the AML/CFT risk assessment process by ensuring completeness and consistency of due...
quality resulting in a market leading experience for LGT’s investors. The role will oversee onboarding and first line AML/KYC... events; and partner closely with the AML/Compliance function to ensure first-line execution aligns to second-line policy...
), with mandatory expertise in regulatory compliance within banking, covering AML/CFT, MiFID II, FATCA, CRS, and liaison with banking... files (AML, MiFID, FATCA, CRS, etc.). Document recommendations, identify deficiencies, and implement corrective measures...
in regulatory compliance within banking, covering AML/CFT, MiFID II, FATCA, CRS, and liaison with banking regulators to support... checks and controls as defined in the Compliance Monitoring Program. Ensure proper documentation of client files (AML, MiFID...