with internal departments to ensure compliance with AML/KYC requirements throughout operational workflows. Interface with relevant... units and business teams on compliance reviews, investigations, and other ad-hoc projects...
Audit and Compliance/AML checks, accounts risk review, limits review Trade Support and client support ensuring accuracy...
analysis. Regulatory Compliance & Corporate Governance: Ensure compliance with SFC rules, Hong Kong Companies Ordinance, AML..., general ledger, bank reconciliations and group consolidation. Risk Management: Minimize financial risk, ensure compliance...
with internal departments to ensure compliance with AML/KYC requirements throughout operational workflows. Interface with relevant... units and business teams on compliance reviews, investigations, and other ad-hoc projects...
-performing exposures Ensure KYC is properly maintained and manage the portfolio in compliance with applicable regulatory... capabilities Strong KYC/ AML discipline, including experience overseeing and/ or managing KYC processes as part of relationship...
to ensure compliance and minimize errors. Track and report operational metrics such as turnaround time (TAT), productivity... requirements, internal guidelines, and AML/CTF standards. The Person 3–5 years of experience in life insurance operations...
their ongoing effectiveness Provide support to the Head of Financial Crime Compliance or Group Head of AML & Financial Crime Risk... with exposure to AML&CFT / Financial Crime Compliance (FCC) / audit or risk management Knowledge and practical experience in FCC...
but not limited to the coordination and liaison with other internal departments of the Bank Ensure compliance requirements... are strictly observed and followed, contribute as part of the Bank's bigger anti-money laundry (AML) team Educate and train...
its staff members. Responsibilities: Supervise and monitor the daily operations of the branch to ensure compliance... of branch operations experience on counter transaction, cash management, account opening, and AML reporting in the banking...
and Telephone Banking Services to complete customer’s change service instructions Ensure compliance with the Bank’s relevant AML...
are investigated and conclusions are drawn within the timeframe Provide technical support to the Bank's AML systems such as usage...'s AML system such as enquiries handling, collaboration with Business Analyst and troubleshooting application incident...
in private banking, insurance operations, client documentation, or compliance within a HNW environment. Solid understanding... of trust and corporate structures, beneficial ownership concepts, and KYC/AML best practices. Strong leadership, coordination...
with compliance and legal to deliver regulatory-sensitive launches (e.g., MiCA/local licensing), including product controls..., quant/risk, compliance, legal, operations, marketing and BD, as well as institutional clients and liquidity providers...
Responsibilities Work within the front office, compliance team and operation team, perform client on-boarding... procedures, responsible for CDD, KYC, AML checks, and risk assessment for new and existing clients; Conduct periodic review...
/ Excel / PowerPoint Responsibilities Work within the front office, compliance team and operation team, perform client... on-boarding procedures, responsible for CDD, KYC, AML checks, and risk assessment for new and existing clients; Conduct periodic...
communication with US and China teams to facilitate cross-border services Knowledge of KYC/AML procedures and compliance standards...
/Maisons’ management meetings (SAC/Power BI reporting experience plus) Compliance and Risk Management: Develop... and implement financial procedures and controls to meet group policies and regulatory requirements for business (i.e. AML and CPS...
with cross-departmental teams including R&D (agile development), QA, and compliance (KYC/AML) to ensure project delivery on time... and basic data analysis Familiar with the Hong Kong Monetary Authority’s compliance requirements Job Responsibilities...
operations, client documentation, or compliance within a HNW environment. Solid understanding of trust and corporate structures..., beneficial ownership concepts, and KYC/AML best practices. Strong leadership, coordination, and communication skills...
Management. Define clear responsibilities and interfaces with the 1st line (business/operations) and 2nd line (Compliance/Risk... standards), including (as applicable): Client onboarding / KYC / AML controls and documentation quality Staff dealing...