Accountabilities Fund-Service Compliance * Review investor documentations according to Company’s KYC standard and applicable... or other type of investors) Identify, assess, deal with the Investor KYC issues and escalate to Compliance Manager / Head of Investor Services...
to conduct AML Compliance review/ testing Assist to implement the AML policies and procedures to manage the financial crime...
Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities... with IT team and perform user acceptance test to validate, review and rectify drawbacks found; Handle ad hoc compliance...
that they are in full compliance with local, Group and regulatory requirements. Conduct Compliance reviews relating to AML/CTF, sanctions... or business qualifications. At least 1 years' AML/ABC, compliance or audit related experience in the insurance, banking...
that they are in full compliance with local, Group and regulatory requirements Conduct Compliance reviews relating to AML/CTF, sanctions... Qualifications: Degree holder in Accounting, Finance, Business or related disciplines At least 3 years' AML/ABC, compliance...
Tasks and Responsibilities Assist in reviewing business documents and related materials to ensure compliance...-hoc assignments as required Regularly review the compliance and effectiveness of policies and procedures, and draft...
. What you’ll do This role sits within the Legal, Risk & Compliance (LRC) – Compliance team, reporting to the Head of Legal... and Compliance. You will translate Visa Core Rules and Visa Product and Service Rules, along with Visa brand usage guidelines...
Maintain and refine the AML and compliance framework, including policies, guidelines, and procedures, in accordance..., and ongoing AML transaction monitoring Organise and deliver training sessions on compliance and AML topics Coordinate...
Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities... with IT team and perform user acceptance test to validate, review and rectify drawbacks found; Handle ad hoc compliance...
on AML, licensing and surveillance matters. Handling compliance issues and incident in conjunction with relevant...Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible...
entities in implementation Assist and manage end to end AML/KYC due diligence checks and compliance matters... as required under SFC and/or other regulators Develop, implement and maintain a robust compliance framework to ensure controls are in place...
closely with other compliance teams on AML, licensing and surveillance matters. Handling compliance issues and incident...工作职责: Job Descriptions Reporting to the Head of Secondary Markets Compliance, the right incumbent...
closely with other compliance teams on AML, licensing and surveillance matters. Handling compliance issues and incident...工作职责: Job Descriptions Reporting to the Head of Secondary Markets Compliance, the right incumbent...
closely with other compliance teams on AML, licensing and surveillance matters. Handling compliance issues and incident...工作职责: Job Descriptions Reporting to the Head of Secondary Markets Compliance, the right incumbent...
-1.5 line of defense to advise business on compliance and control matters Conduct AML compliance, transaction monitoring... of regulations Identify possible compliance / operational risks, provide recommendations to mitigate relevant risks and coordinate...
would be considered as Compliance Officer Fresh graduate is also welcome Immediate available is preferred We offer good career... Company's operations Conduct regulatory reviews in AML activities including but not limited to Transaction Monitoring...
to build a robust culture of compliance throughout the company. Key Responsibilities: Anti-Money Laundering (AML) / Counter... assets, the underlying markets, policy, and blockchain technology. Reports to: Director, Compliance & MLO Company...
unit (GIF) by the group entities in a timely basis Take the role as the AML/CFT Officer for the Bank in Macau and the MIC... of AML/CFT and Compliance Function Head of Registered Institutions in Hong Kong for regulators Liaise with regulators...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... professional to take charge of end-to-end compliance matters across our fixed income operations. 工作内容 As a Compliance Officer...