adhere to the Insurance Ordinance, Anti-Money Laundering (AML), Data Privacy, and other relevant regulations. Maintain the... firm’s licensing conditions and submit required reports (e.g., financials, compliance audits). Implement and review...
staff adhere to the Insurance Ordinance, Anti-Money Laundering (AML), Data Privacy, and other relevant regulations.... Maintain the firm’s licensing conditions and submit required reports (e.g., financials, compliance audits). Implement...
and accounting duties; Responsible for KYC/AML, tax and compliance, onboarding matters; Prepare monthly investment performance...Accounting Officer/Accounting Executive, Treasury & Investment Operations Team in the Finance and Enterprises Office...
qualification of AML/CFT, e.g. CAMLP / AAMLP, ACAMS is preferable Sound knowledge on regulatory requirements to ensure compliance... request by contacting our Personal Data Compliance Officer....
a highly qualified Responsible Officer to lead the application process for their Type 9 license, with a strong emphasis... on virtual assets. The Role This is a pivotal position where you will serve as the Responsible Officer (RO) for the firm...
information Clients’ static data input and data maintenance Work closely with Compliance, Business and related departments... regarding all clients’ data issue Participate in various projects such as data system upgrade, FATCA, CRS, AML name screening...
and escalate Fircosoft Message Filtering hits (AML alert system). Ensure compliance with regulatory and internal audit... with counterparties. Prepare and submit regular and ad-hoc reports to Finance, Compliance, Local and Head Office Management (e.g. BASEL...
such as deposits, withdrawals, remittances, and cheque processing Ensure compliance with internal policies and regulatory guidelines... (e.g. KYC, AML) Participate in promotional campaigns and client engagement activities Maintain accurate records...
such as deposits, withdrawals, remittances, and cheque processing Ensure compliance with internal policies and regulatory guidelines... (e.g. KYC, AML) Participate in promotional campaigns and client engagement activities Maintain accurate records...
stakeholder management. Conduct client due diligence promptly, ensuring compliance with quality and detail standards... as per Policy & Procedures, while analyzing AML risks from a technical perspective and identifying and escalating potential risks...
such as daily cash flow, client money, bank reconciliations in compliance with SFC/AML timely and accurately; Assist in financial... in compliance with SFC; Assist in the Tax Resident application; Perform ad-hoc duties as assigned. Requirements: Degree...
controls for SOX compliance; Establish AML and financial licensing (e.g., EMI, VASP) compliance systems. 5. Business... mitigation frameworks. 3. Global Financial Compliance Ensure multijurisdictional compliance (US GAAP/IFRS), manage...
Embrace State Street's "corporate values" and foster a work environment reflective of those values AML Compliance... and client service services to clients. What you will be responsible for Risk and Compliance Ensure that all daily tasks...
Embrace State Street’s “corporate values” and foster a work environment reflective of those values AML Compliance... and client service services to clients. What you will be responsible for Risk and Compliance Ensure that all daily tasks...
requirements to other business departments and liaise with compliance team for further guidance whenever necessary. Review... screening and escalating results for sanctions or AML issues. ... Stay informed about regulatory changes and industry...
and escalate Fircosoft Message Filtering hits (AML alert system). Ensure compliance with regulatory and internal audit... transactions. Prepare and submit regular and ad-hoc reports to Finance, Compliance, Local and Head Office Management (e.g. BASEL...
and processing efficiency Ensures compliance with group and country policies, code of conduct, regulations, and laws; Work... Officer / FAM and hub team on all aspects relating to daily administration and fund administration (e.g. Monitoring cash...
reporting directly to the Chief Commercial Officer, and partners closely with Operations, Finance, Risk/Compliance teams... and potential their internal teams on best practices regarding operation, AML/compliance obligations, and usage/marketing...
to Risk/Compliance Ensure client transactions and activities are in compliance with our organization’s CDD, AML and CTF... on-chain activities alerts), and assisting with our ongoing effort to develop best-in-class frontline practices in AML/CTF...
to Risk/Compliance Ensure client transactions and activities are in compliance with our organization's CDD, AML and CTF... of suspicious on-chain activities alerts), and assisting with our ongoing effort to develop best-in-class frontline practices in AML...