A leading global financial institution in Hong Kong seeks an experienced Regulatory Reporting and Surveillance Officer... automation solutions. Candidates should have experience in APAC regulatory environments and strong analytical skills. The...
Regulatory Reporting and Surveillance, AVP Save job An exceptional opportunity has arisen for an experienced... for excellence in regulatory compliance. Act as a subject matter expert on regulatory reporting requirements across APAC regions...
Business & Regulatory Risk AVP/Senior Associate, Global Private Bank Business & Regulatory Risk Management Regional... regulatory requirements Facilitate process improvement; governance framework review and ongoing KRI reporting Contribute...
Regulatory Compliance Testing & Assurance AVP/VP Excellent Worklife Balance & Job Security Regulatory Compliance... Testing & Control Our Client Appointed by global private bank with 300 employees in APAC region to search for Regulatory...
Multiple Assistant Relationship Managers (AM to AVP level) Supporting Senior Level of Private Bankers Multi-asset... and clients’ data maintenance Ensure completeness of document in accordance to regulatory requirements Provide back office...
FCC Compliance AVP, Regional Private Bank AML/KYC/SOW/Surveillance Exp. with Private Banks Multiple Expansion... regulatory requirements Assume 2nd LOD to advise FO on any FCC/KYC/EDD related matters for low to high risk clients across the...
. You may occasionally come some buy side accounts. It includes increasing the (in) direct trade flow out of APAC region... specific sales plans with a strategic view of the asset class expansion in APAC High level of familiarity of capital markets...