prosperity of all." Job Summary: The Regulatory Compliance, Markets & Operations team under Group Compliance manages... compliance and regulatory support to facilitate business matters, products, projects and initiatives with coverage for Markets...
prosperity of all." Job Summary: The Regulatory Compliance, Markets & Operations team under Group Compliance manages... compliance and regulatory support to facilitate business matters, products, projects and initiatives with coverage for Markets...
prosperity of all." Job Summary: The Regulatory Compliance, Markets & Operations team under Group Compliance manages... compliance and regulatory support to facilitate business matters, products, projects and initiatives with coverage for Markets...
and derivatives markets in Hong Kong. It plays a central role in maintaining market integrity, enforcing regulatory compliance... and derivatives markets. It also involves stakeholder engagement, data analysis, and supporting cross-border regulatory collaboration...
markets in Hong Kong. It plays a central role in maintaining market integrity, enforcing regulatory compliance... or top-tier financial institutions more senior level will be considered for AVP Knowledge of financial markets and trading...
The Role AVP/VP, Equity Capital Markets, IBD Key Accountabilities Origination & Client Coverage Equity... client outcomes; Comprehensive understanding of the regulatory framework, listing rules, and equity capital-markets...
and regulatory examination with GFM COO Office and Compliance Conduct quarterly controls testing for rogue / unauthorized trading...Business Function As a leader in global financial markets operations, DBS extends a broad range of capabilities...
and regulatory examination with GFM COO Office and Compliance Conduct quarterly controls testing for rogue / unauthorized trading...Business Function As a leader in global financial markets operations, DBS extends a broad range of capabilities...
and regulatory examination with GFM COO Office and Compliance Conduct quarterly controls testing for rogue / unauthorized trading...Business Function As a leader in global financial markets operations, DBS extends a broad range of capabilities...
Position Overview My client is seeking for dynamic and driven AVP, Equities Compliance to join a global investment... bank. This role will be pivotal in ensuring compliance with regulatory requirements and maintaining the integrity...
and service initiatives in both local and international markets, including the US and Japan, from a regulatory compliance...Job Title: AVP / Junior VP Compliance, Securities, Insurance and Wealth Management Location: Hong Kong Responsibilities...
banking products and services including retail banking, corporate banking and financial markets, etc. Among them, private... banking, syndicated loans, bond issuance, financial markets, asset custody and asset management are influential...
banking products and services including retail banking, corporate banking and financial markets, etc. Among them, private... banking, syndicated loans, bond issuance, financial markets, asset custody and asset management are influential...
at AVP/VP level in Hong Kong. This is a high-impact role within a growing regional team, supporting institutional... quality, and collaborate closely with Sales, Investments, Product, Operations, and Compliance. Key Responsibilities Own...
and monitoring mechanism for major business and divisions, to ensure fully compliance of regulatory requirement and group risk...The Role AVP, Liquidity Risk Management, Risk Management Key Accountabilities Develop liquidity risk framework...
compliance with regulatory requirements and internal policies while mitigating risks associated with the assigned segment... banking products and services including retail banking, corporate banking and financial markets, etc. Among them, private...
, procedures and other IT governance framework with external regulatory compliance (such as HKMA SPM, Cybersecurity CFI, SFC... banking products and services including retail banking, corporate banking and financial markets, etc. Among them, private...
knowhow of salespersons on AML, compliance and regulatory related items Requirements - University degree in Finance... in Southeast Asia. The Group’s key markets are Singapore, Malaysia, Indonesia and Greater China. It has close to 420 branches...
Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas..., inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity...
control and regulatory compliance and report problem and exception to supervisor immediately To review and update SOPs... regularly in order to ensure compliance with internal and external guidelines/regulations Assist supervisor to train...