projects to identify potential security weaknesses and non-compliance issues. Work with external IT Security Auditors...
Job Responsibilities: Supervising the section in the day-to-day operations & ensuring the work done is in compliance...
compliance with HS policies, manuals, and Central Vetting Team’s (CVT) internal guidelines. Approve designated applications...
, providing status reports to relevant parties Manage vendor relationships and service delivery against SLAs, ensuring compliance...
launches including documentation drafting and internal approvals. Market & Regulatory Compliance Monitor regulatory changes... with Investment, Legal, Compliance, Operations, and Sales teams to drive product initiatives. * Prepare client‑facing materials (fund...
services, IPO & placement Follow up confirmation, Fund transfer & Trading matching Perform compliance and risk management...
compliance with Hong Kong Monetary Authority (HKMA) regulations Conduct in-depth analysis of flagged transactions, investigate... Minimum of 1-3 years of experience in AML compliance, with a strong focus on transaction monitoring within banking...
sales Ensure the daily operating practices within the store environment are in compliance with the hygiene and safety...
assets that align with brand guideline. Stay ahead of trends in messaging compliance (GDPR, TCPA) and emerging tech (RCS...
incumbent is responsible for assisting team lead in various agency compliance and quality assurance duties for agency force... in drafting Agency Handbook and compliance manuals Support the AML/CTF program, including name screening, transaction monitoring...
with relationship managers, sales and trading teams, and legal and compliance teams during transaction execution. Requirements...
daily inspections to monitor the progress of construction activities to ensure project completion with compliance of related...
environment Review and implement HR policies and procedures in alignment with operation needs and in compliance with labor...
Ensure the performing transactions are in compliance with the Bank's policies and legislative requirements Ensure timely...
compliance with statutory requirements. Manage and collaborate with vendors and external partners to ensure maximum value...
modernization project in carrying out the project plan Ensure completion on project schedule and resources, as well as compliance...
and utilities Coordinate the Club’s license with the Executive Office Ensure the compliance of the latest statutory regulations...
with full compliance to internal procedures and regulatory requirements Execute client instructions including trade execution...
. Compliance & Internal Controls Ensure adherence to corporate accounting policies and internal control frameworks. Assist...
activities to ensure project completion with compliance of related building codes, regulations, PMSA Codes of Conduct and safety...