The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... requirements. This position is ideal for someone with a strong understanding of compliance processes within the financial services...
in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review... and practices Provide compliance advice to business and support units Degree in law, finance or accounting or related discipline...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... requirements. This position is ideal for someone with a strong understanding of compliance processes within the financial services...
/ regulatory compliance, retirement schemes / pensions, auditing or risk management, preferably gained from sizable or public...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... requirements. This position is ideal for someone with a strong understanding of compliance processes within the financial services...
; A minimum of 6 years of relevant experience in legal / regulatory compliance, retirement schemes / pensions, auditing or risk...
in handling the relevant legal and regulatory compliance works of the company, including drafting and review of documents..., participating in project-related meetings, filing etc. Provide support on regulatory compliance works and assist the company...
and Compliance Management Team. Responsibilities: Define & track action plans against internal/external audit recommendation... and operational efficiency for technology operations processes. Coordinate trainings to promote risk management and compliance...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... requirements. This position is ideal for someone with a strong understanding of compliance processes within the financial services...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... requirements. This position is ideal for someone with a strong understanding of compliance processes within the financial services...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... requirements. This position is ideal for someone with a strong understanding of compliance processes within the financial services...
, including version control, archiving and accessibility Support compliance and assurance activities including the Annual... Compliance process, advisory reviews, and staff training on policy interpretation and implementation Monitor regulatory changes...
compliance advice to the different business units in relation to securities brokerage and wealth management business Review... and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...
, including version control, archiving and accessibility Support compliance and assurance activities including the Annual... Compliance process, advisory reviews, and staff training on policy interpretation and implementation Monitor regulatory changes...
Handle regulatory and general compliance matters, for example employees’ personal dealing, compliance training... Perform day-to-day compliance works in relation to establishment, structuring, maintenance, due diligence and management...
Financing (CFT) compliance system, ensuring life insurance business complies with the requirements of the Hong Kong Insurance... Authority (IA) and international regulatory standards (e.g., FATF). Design and implement a compliance framework tailored for the...
sanctions compliance incidents and ensure prompt reporting Maintain proper documentations for review and tracking purpose... Prepare documents for internal / external examination and Audits Ensure compliance with internal policies and external...
and group policy requirements; Periodic regulatory compliance reviews to identify compliance risks; Perform quality assurance... based on the second level controls framework; Analysis of relevant compliance rules and support in the prior compliance...
compliance matters in the company, including legal document review, drafting and filing. Support corporate governance... and regulatory compliance works. Research on compliance issues and keep abreast of regulatory updates in the market. Liaise...
My client is looking for an IT Risk and Compliance professional to lead and oversee security initiatives... compliance with financial industry regulations and standards. Manage and coordinate the second and third lines of defense for IT...