, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. The successful incumbent.... Ensuring that applicable Compliance policies and procedures are kept up to date for changes in regulations and in regulatory...
surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control... from clients and exchanges to evaluate suspicious activities Compliance Notifications Report potential market abuse...
operation of Reservation department and improve reservation processes with compliance on brand standards Assist on managing...
and improving material control processes to enhance efficiency and compliance. Analyzing supply chain data to identify trends... and recommend cost-saving measures. Ensuring compliance with company policies and industry standards in material management...
surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control... from clients and exchanges to evaluate suspicious activities Compliance Notifications Report potential market abuse...
of individual portfolios Ensure each portfolios is managed in compliance with internal investment guidelines and regulatory...
). Work closely with compliance teams to uphold company policies and industry standards. Coordinate with marketing, product...
of company goals by formulate and implement efficiency procedures Work with Compliance team to ensure all processes are compiled...
. Support daily payment operations and ensure compliance with internal controls and policies. Identify and implement...
with sales, compliance, and risk teams to ensure aligned investment practices. Stay informed on market developments, industry...
management vendors to ensure smooth operations and compliance with lease agreements. Assign rack locations and electrical...
operations. Familiar with SFC regulatory requirements and compliance. High proficiency in both spoken and written English...
and resources, as well as compliance to contract requirement Monitor the progress and work with internal departments & external...
modernization project in carrying out the project plan Ensure completion on project schedule and resources, as well as compliance...
schedules, and respond to inquiries. Ensure compliance with HK tax regulations and financial reporting standards. Streamline...
of company goals by formulate and implement efficiency procedures Work with Compliance team to ensure all processes are compiled...
management vendors to ensure smooth operations and compliance with lease agreements. Assign rack locations and electrical...
and improving material control processes to enhance efficiency and compliance. Analyzing supply chain data to identify trends... and recommend cost-saving measures. Ensuring compliance with company policies and industry standards in material management...
及法律顧問) Professional Services (Legal & Compliance) 工作地點 Location 上環 Sheung Wan 學歷要求 Education 學士 Bachelor All applications...
and evaluate customer profiles to ensure compliance. - Communicate with clients to obtain missing or incomplete CDD information...