Your new company We are seeking a detail-oriented and proactive Compliance Review, Monitoring & Testing Specialist... reviews, monitoring activities, and testing controls across the organisation. Your new role Conduct compliance reviews...
A leading international financial institution is seeking a motivated compliance professional to join its Hong Kong... that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific region. Key...
compliance advice to the different business units in relation to securities brokerage and wealth management business Review... and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...
A leading international financial institution is seeking a motivated compliance professional to join its Hong Kong... that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific region. Key...
’s and compliance requirements when developing trust business; provide timely advisory to business units Formulate, review... unit Communicate between business units and departments on trust business Communicate and coordinate compliance issues...
Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank... regular and ad-hoc compliance reviews and self-assessments; Assist in compliance-related projects, initiatives, and system...
A leading international financial institution is seeking a motivated compliance professional to join its Hong Kong... office. This role involves handling licensing registration, monitoring regulatory changes, and preparing compliance reports...
financial compliance system and management information systems to ensure the financial data provided meet the requirements...
compliance system and management information systems to ensure the financial data provided meet the requirements of HKMA...
regulatory changes A leading international financial institution is seeking a motivated compliance professional to join its... to a dynamic team that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific...
are implemented in accordance with defined timeline and compliance with group and local regulatory requirements Recommend changes... to ABC and AML procedures to increase effectiveness of compliance programs Review and update ABC, AML and sanctions policies...
: Coordinate and monitor the overall compliance and operational risk for the Southeast Asia (SEA) and Hong Kong market. Oversee... activities. Manage the operational compliance risk management lifecycle, including: Providing expert consultation...
A leading bank in Hong Kong seeks a candidate for the Compliance and Operational Risk role. Responsibilities include... overseeing compliance and operational risks across SEA and Hong Kong, conducting site visits, and implementing risk management...
the overall compliance and operational risk for the Southeast Asia (SEA) and Hong Kong market. Oversee audit... activities. Manage the operational compliance risk management lifecycle, including: Providing expert consultation...
will be assigned with related duties and responsibilities selected from the following areas: Monitor the compliance matters related..., internal policies, procedures, guidelines and processes. Perform quality assurance checking to ensure compliance, covering the...
compliance system and management information systems to ensure the financial data provided meet the requirements of HKMA...
A financial services firm in Hong Kong is seeking a compliance officer specializing in KYC and AML. The ideal candidate... in a related field and have at least three years of relevant compliance experience. Proficiency in both English and Chinese...
Qualifications Bachelor degree in a relevant discipline Minimum of 2 to 5 years of compliance experience in SFC RA... to insurance broker company compliance and full-fledged securities firm being an advantage Good communication skills...
Responsibilities Assist in formulating and maintaining compliance policies and procedures Perform compliance... requirements as well as industry guidelines and practices Provide compliance advice to business and support units...
A leading global insurance company in Hong Kong is seeking a compliance professional to support anti-bribery and AML... related projects. The ideal candidate will have at least 4 years of experience in compliance within financial institutions...