The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal...
they are met Partner with internal stakeholders — including IT, Finance, Legal, and other HR teams — to ensure alignment, compliance...
and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal...
: Proficient in Hong Kong's AML/CFT legal framework, insurance product KYC/EDD processes, and sanctions list screening. Familiar...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal...
their business needs Use knowledge of relevant non-tax legal, financial and business information to address client issues Regularly... qualification (tax, legal or accounting) Minimum of 2 years' individual tax experience in a professional firm Experience...
relevant jurisdictions (including HK, mainland China and EU), assess impact and advise the head of Legal and Compliance... with at least 2-3 years specialised in asset management business; experience in legal matters is a plus Strong knowledge of SFC...
in order to achieve the business targets and ensure all telemarketing staffs are comply with internal guidelines, legal... guidelines, legal and regulatory requirements Assist Managers to achieve all objectives and enhance the team morale Incumbent...
all telemarketing staffs are comply with internal guidelines, legal and regulatory requirements. Main Responsibilities: Set... job satisfaction Ensure all telemarketing staff are comply with the internal guidelines, legal and regulatory requirements Assist...
and procedures related to be in line with the bank’s AML policies as well as the legal and regulatory requirements Requirements...
and update the operational guidelines and manuals in accordance with legal, regulatory and internal requirements Participate...
quotations and terms to ensure compliance with internal guidelines and legal standards. Propose benefit adjustments and cost...
clients by providing timely and accurate responses to enquiries. Coordinate with clients and internal parties (e.g., legal...