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Keywords: Assistant Manager, Policy and Regulatory Compliance (Legal , Location: Mong Kok, Hong Kong

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Assistant Manager, Policy and Regulatory Compliance (Legal & Compliance Dept.)

and business continuity management awareness Assist in the self-assessment on various regulatory requirements and regulator onsite...) or Certificate of operational risk management related (e.g. FRM, CPA, CIA) will be an advantage Sound knowledge of regulatory...

Posted Date: 30 Dec 2025

Assistant Manager - Client On-boarding, Private Wealth Management

, Legal and Operations as required; Review and update the relevant policy and procedures to ensure compliance with latest... quality of KYC documentation complies with internal policies and regulatory requirements; Coordinate with the Front Office...

Posted Date: 29 Dec 2025