with exceptional cases and contingency situations; Ensure the trading activities are in compliance with the relevant regulations...
integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX... and communication events, including seminars and roundtables with industry associations, and publication of compliance bulletin Prepare...
status quo. Strong sense of compliance, control and risk awareness. Sensitive to figures, project KPIs, financials...
compatibility, scalability, and compliance. Architect and implement integration patterns across Cloud Security, Identity & Access... strategies. Ensure integrated tools support incident detection, response, and compliance reporting. Drive automation...
, data regulation and compliance a plus Proficient in written and spoken English and Chinese HKEX is committed...
compliance, security operations and cyber technology risk team. Job Duties: Responsibilities Engineer, implement...
integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX... and communication events, including seminars and roundtables with industry associations, and publication of compliance bulletin Prepare...
with exceptional cases and contingency situations; Ensure the trading activities are in compliance with the relevant regulations...
compatibility, scalability, and compliance. Architect and implement integration patterns across Cloud Security, Identity & Access... strategies. Ensure integrated tools support incident detection, response, and compliance reporting. Drive automation...
with exceptional cases and contingency situations; Ensure the trading activities are in compliance with the relevant regulations...
accounts, such as ensuring procedural compliance, reviewing data and updating annual renewal exhibits, maintaining accurate...
and reports. Oversee the support for the first line and manage the coordination of work with Compliance both at GO and BUs... in demonstrating compliance to laws, regulations and industry standards that govern Cybersecurity, Technology, Digital and AI Risks...
products/services, including regulatory, compliance, operational, financial, reputational, and strategic delivery implications...
their financial needs are met Team Leadership: Coach, supervise, and empower Relationship Managers and Assistant Relationship..., and control reports as needed to track performance and ensure efficiency Compliance & Risk Management: Ensure all activities...
will be considered as Assistant Vice President) We offer competitive remuneration commensurate with candidate’s background. If you look... performance and business tracking Assist in ad hoc compliance and system projects Requirements: Degree in Business...
. We are currently seeking a high calibre professional to join our team as an Assistant Vice President/ Assistant Manager, Portfolio... through outreach activities Manage new customer acquisition in strict compliance with all internal and external KYC (know...