? We are looking for a Senior CDD Know Your Customer Officer, GWM Hong Kong to: Manage a team of 10+ KYC analyst in perform KYC due diligence... requirement as well as Group AML/CFT policy and procedures. Support Internal/External audit, compliance testing...
. Escalate matters of urgency requiring senior management awareness and involvement quickly and effectively. Oversee and govern... multiple industry-wide vendors and service providers, serving as a relationship manager for depository institutions and fund...
monitoring of budget, forecast and actual financial information. Assist General Manager on the statutory audit and ensure... / management reports to Governments, Board/Committee members and senior management. Act as a business partner to proactively drive...
identification and process improvements Supporting internal & external audit reviews in relation to Client Tax Operations & controls... processes Leading team, supporting the organization goals and evaluation of processes Recruiting talents Act as a manager...
responsibility for managing risk within the organization. As the Business Resiliency Manager within the Asset & Wealth Management... as with firmwide teams responsible for Resiliency, Compliance, Audit, Risk, and other control functions. Job responsibilities...