& Compliance Assistant will play a role in supporting the daily operations of the department. Your responsibilities will include... required: Higher Diploma or above in any discipline (Business or Law-related studies are a plus) Candidates with secondary education...
and changes / developments of business and operations of the Group. Depending on the coverage of individual compliance reviews.... For other vacancies, please visit our website at http://www.bochk.com Job No.: 498495 Employment Type: Full time Departments: Legal & Compliance...
Ensure the business and operation licenses renewal is in compliance with government regulations Monitor project progress..., license, insurance, employees' compensation, business travel arrangement, office security, etc. Responsibilities Formulate...
Recruit Ref: L0601126815 Posting Date: 2025-10-14 PwC Senior Associate - Governance, Risk and Compliance... and Compliance & Internal Audit (GRC&IA) team. As a key member of our expanding GRC&IA team, you'll partner with top-tier Financial...
guidance to business units on compliance issues and regulatory developments. Handle compliance cases independently...Our client is seeking a highly motivated and experienced professional in the Regulatory Compliance and Inspection...
compliance framework and ensuring that all business activities comply with the Insurance Ordinance and regulatory requirements...Job Description: We are looking for an energetic and results-oriented Compliance Officer to join our team...
's degree in Business, Finance, Law, or a related field A minimum of 6 years of compliance experience in AML within the...Our client, a leading life insurance company, is seeking a Compliance Manager to enhance compliance initiatives related...
for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development of our business... prosperity of all." Job Summary: Group Compliance seeks to ensure that HKEX Group has adequate procedures and controls...
The Compliance Analyst supports the asset management firm’s compliance program by monitoring and ensuring adherence... with regulatory bodies to uphold the firm’s compliance integrity. Key Responsibilities: Conduct ongoing monitoring of investment...
for SFC-regulated activities Advising senior management and business units on compliance matters, including AML/CFT, conduct... As an Associate Director, Compliance, you will lead compliance initiatives and ensure adherence to regulatory requirements...
business units. Responsibilities: Advise on compliance issues related to transactions and ongoing regulatory requirements... compliance advice on new product development and business initiatives. Implement effective compliance controls and update...
for SFC-regulated activities Advising senior management and business units on compliance matters, including AML/CFT, conduct... As an Associate Director, Compliance, you will lead compliance initiatives and ensure adherence to regulatory requirements...
and reporting obligations and advise the business across all regulatory and compliance matters Ensure our products are developed... compliance checks and report on risk and compliance of our internal business processes, to provide assurance to clients...
compliance advice to the different business units in relation to securities brokerage and wealth management business Review... compliance training Perform ad hoc compliance projects as assigned Requirements : Degree holder in Law, Business, Finance...
Qualifications: Degree holder in Accounting, Finance, Business or related disciplines At least 3 years' AML/ABC, compliance... to integrating environmental, social and governance factors across our business and strive to contribute to a sustainable future...
above positions for their HK subsidiary company. Assistant Manager / Senior Officer, Compliance & AML Responsibilities Perform... customer due diligence and enhance due diligence on high-risk cases Assist in compliance risks monitoring, compliance reviews...
or business qualifications. At least 1 years' AML/ABC, compliance or audit related experience in the insurance, banking... to integrating environmental, social and governance factors across our business and strive to contribute to a sustainable future...
compliance support to the business development activities in China. Keep abreast of the legal and regulatory changes and advise... Company and the private securities funds in compliance with applicable laws and regulations. Maintain and enhance compliance...
, market conduct, product and marketing related regulations. · Develop and launch compliance programs (e.g., gap analysis..., compliance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend...
is dedicated to developing financial business in Hong Kong and China. Throughout the decade, we become a specialist in the trading... of securities, futures and precious metal, and we keep on expanding our business to the fields of corporate finance, asset...