or function and leads a team of specialists Subject matter expert for a functional area Key contact for business management... solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse...
including, but not limited to, posting, maintaining and processing asset, cash and security related transactions. Processes... policies and external regulations. Works remotely to support Wilmington line of business as required by circumstance. Primary...
, finance, regulatory reporting, and sales and trading, and prepare business personnel for meetings with regulators... of responsibility Works with business unit management/partners to develop proactive strategies, tactics, policies and programs...
partners, auditors and/or regulators Contact for business management, regulators and external/internal auditors...., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing...
. Our award-winning business covers bonds, equities, FX, money market products and all forms of derivatives and structured..., secondary trading, sales, research, rating agencies, internal risk management functions, credit risk management, financial...
by preparing and negotiating legal documentation with global counterparties for trading products such as cash prime brokerage... U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank...
, ensuring data integrity across multiple trading desks and asset classes. Surveillance Data Management: Support the ingestion..., transformation, and validation of trading data from multiple sources (e.g., order management systems, execution platforms, and market...
by preparing and negotiating legal documentation with global counterparties for trading products such as cash prime brokerage... with internal stakeholders, such as Credit, Business, Tax, Legal, Operations and Collateral Management, during the documentation...
for business management, regulators and external/internal auditors, dealing with non-routine information Focuses on short to mid...Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail..., and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions...
, solid judgment, and the ability to evaluate complex regulatory business issues. Project management skills and ability... U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail..., and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions...
, and the ability to evaluate complex regulatory business issues. Project management skills and ability to manage multiple work... banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly...
, auditors and/or regulators Contact for business management, regulators and external/internal auditors with assistance... our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing...
with Equities Sales, Trading, Research, senior management, and TDS Technology to develop data infrastructure and analytics... scalable solutions that transform complex, siloed data into actionable insights. The VP Trading Business Management TDS...
thorough attention to detail, risk management awareness and understanding the needs of TDS’s clients and internal business... of critical thinking, risk management and understanding the needs of TDS’s clients and internal business partners...
digital assets platform spans trading, investment banking, asset management, staking, self-custody, and tokenization... investors, as well as seamless access to crypto and equities trading and the ability to reinvest earned interest into bitcoin...
with assets of more than $2 trillion, over 265,000 employees and operations in over 60 countries. It operates across four business... segments including Asset & Wealth Management, Commercial Banking, Consumer and Community Banking, Corporate and Investment...
Settlements, Client Services, Reconciliations, Technology, Business Management. The Prime Finance Trading Services Team... experience Sound understanding of Equity Swaps, Cash Equities, Derivative products, trading workflows and corporate actions...
to a rigorous model risk framework under the supervision of MRGR. Job Functions: Sales, Research, Credit, Equities, QR, Trading... will be based on both business needs and candidate skill set. Please refer to our page for further information regarding the...