looking for a high caliber professional to join our team as Vice President/Assistant Vice President, Treasury Ops In-business Control... for improvement Act as an advisor to new/junior staff Appropriately assess risk when business decisions are made, demonstrating...
to address complex operational challenges and deliver pragmatic, risk-sensitive solutions throughout the business workflow...Your new role Lead and manage the Business Compliance team, providing strategic direction, coaching, and performance...
deficiency follow-ups. Prepare MIS reporting Requirements: Bachelor degree Compliance, risk and control experience...Responsibilities Perform post-trade business controls in the area of client and sales suitability (eg. voicelog...
awareness related to compliance and risk management. Partner with business units in conducting risk and control assessment... or regulatory changes and communicating such changes to respective business units. Assist in formulating the risk management...
with respect to Bank’s risk appetite Perform on-going monitoring, control and review on clients portfolio Keep abreast of the... years’ experience in credit risk management, exposures to lending business and prevailing rules Good Chinese report writing...
to business units and cross-functional teams regarding information security risk issues and/or control gaps, and recommends... on the edge of the Hong Kong and Fujian business and our cross-border platform, we will continuously maintain its core values...
Business Divisions Group Functions Your role Are you a sharp evaluator of risk, who enjoys investigating complex... business processes and products? Do you want to play a key role in improving the effectiveness of business critical processes...
Business Divisions Group Functions Your role Are you a sharp evaluator of risk, who enjoys investigating complex..., and the control environment within all business divisions and corporate functions globally. Your expertise at least 4...
Business Divisions Group Functions Your role Are you a sharp evaluator of risk, who enjoys investigating complex... management and control functions, and (ii) continuously assess the risk profile of the relevant UBS IB businesses...
credit risk and manage credit policies/strategies for assigned portfolios to enable sustainable business growth within loss... appetite and Risk Management Framework. Deliver risk steward responsibilities in reviewing and challenging control standards...
Risk / Control Owners. Ensure new and material change in products / services / processes conforms with the Transaction... and residual risk ratings as per the Risk Control Self-Assessment (RCSA) Framework by 1LOD. Ensure local regulatory requirements...
Management Approach (DARMA) which sets out the approach to risk management and the control framework within which risks... DA activities to the Group’s DA business strategy and execution within the risk framework and parameters. Direct the business...
operations, ensure regulatory compliance, support robust risk management, and contribute to business development. Key... and expertise. Strengthen risk management and internal control frameworks across market-making and proprietary trading. Conduct...
with the first line of defence, you will ensure key control concerns and risk events are understood and escalated quickly.... You will drive thorough root cause analysis of risk events and challenge remedial plans by first line of defence (1LOD) Risk/Control...
(CISM) , Certified in Risk and Information Systems Control (CRISC) , Certified Internal Auditors (CIA) is preferable. Good... total experiences and pave the promising career path. MTs who joined us in early years have evolved as business leaders...
credit related administration support and risk control to the team. Requirements: Degree holder or above, professional... total experiences and pave the promising career path. MTs who joined us in early years have evolved as business leaders...
in developing IT risk management policies and procedures for the branch and communicate related requirements to business units.... Support the analysis and assessment of IT risks, conduct risk inspections, and implement risk control measures. Assist...
training according to the needs of different business units Requirements: Degree or above in Law, Risk Management... total experiences and pave the promising career path. MTs who joined us in early years have evolved as business leaders...
for fraud risk management and control so as to improve overall anti-fraud capabilities and agility. Requirements: Bachelor... total experiences and pave the promising career path. MTs who joined us in early years have evolved as business leaders...
across different spectrum of business / customer / transaction data, figure out problem points, risk points, opportunity points..., and by using the data/AI to support bank’s internal control. Explore and create business solutions and actionable recommendations...