Are you an experienced auditor with strong CASS knowledge? This is an exciting opportunity to step into a CASS Audit.... Responsibilities: As a CASS Audit Manager, you will… Lead CASS audits from planning to completion, ensuring compliance with FCA...
Job Title: Head of CASS Oversight Contract Type: Permanent Location: London Working style: Hybrid 50% home/office... of CASS Oversight. Reporting directly to the Chief Financial Officer, this is one of four key leadership positions within the...
in accordance with internal policies and CASS 6 and 7 requirements. Ensure that asset shortfall are identified and correctly funded... Monitor the allocation of client money to ensure it is allocated within the time frame specified in CASS 7 and escalate...
, industry-changing realities. For our business, for clients, and for you Apex Unitas Limited CASS Oversight Officer... Responsible for managing CASS for the company. Responsible for the CASS auditor relationship, running the firms CASS audit...
Are you an experienced auditor with strong CASS knowledge? This is an exciting opportunity to step into a CASS Audit.... Responsibilities: As a CASS Audit Manager, you will… Lead CASS audits from planning to completion, ensuring compliance with FCA...
Audit Senior Manager - CASS We are searching for an experienced Audit Senior Manager - CASS Make an Impact at RSM... clients, with a particular focus on CASS reasonable assurance audits. Our CASS audit team is growing...
with external audit experience, including experience of Client Asset (CASS) audits, to support a growing client base in a market... are a professional qualification (ACA, CA, ACCA or equivalent). You must have experience of managing statutory and CASS audits...
Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economi...
compliance with CASS rules at all times. Payments to UTM’s for settlement of unit trust trades. Effectively managing Broker...
with CASS rules and UK consumer duty laws. Demonstrated prior experience working in a highly matrixed, complex organization...
. Knowledge of CASS (Client Money) regulations, however, not essential Sponsorship is not offered Tagged as: operations...
performance tuning Familiarity with Node.js environments Exposure to regulated sectors (CASS knowledge is a big...
environment remains effective against live and emerging threats. Deliver the quarterly CASS (CORF) attestation Deliver monthly... CASS Resolution Pack assessment and attestation Ensure audit activity related to Controls (including CASS risk...
, and collaborate with business units to implement mitigation strategies. Support internal and external audits as required. CASS... Oversight: Ensure GIO’s adherence to CASS (Client Assets Sourcebook) regulation, coordinate the reimbursement of impacted...
and at home. This role centers on the interpretation and application of the FCA’s CASS 5 Client Money rules and associated tasks.... Support junior members of the team. Skills and experience that will lead to success Experience with FCA CASS 5 Client...
and at home. This role centers on the interpretation and application of the FCA’s CASS 5 Client Money rules and associated tasks.... Support junior members of the team. Skills and experience that will lead to success Experience with FCA CASS 5 Client...
brokerage sector. Support compliance with CASS rules and other financial control obligations as applicable. Controls..., Sage Intacct, NetSuite). Desirable: Experience within a brokerage or trading environment. Knowledge of CASS client...