/Accounting or a Qualified accountant with minimum 5 years PQE. Detailed knowledge of CASS 5 and 6 and application of rules... to operational teams. Experience of designing, implementing and running of operational CASS processes, including but not limited...
Consumer Duty and CASS. Monitor workloads, service levels, and SLAs across the team to ensure timely delivery. Support...
, MAS Reporting, etc. Provide the necessary technical regulatory advice and expertise to the CASS Team Provide the necessary advice... technical regulatory advice and expertise to the CASS Team Provide the necessary advice regarding MUFG’s operational framework...
of the FCA requirements and regulatory expectations (incl. areas such as Suitability & Appropriateness, CASS, Consumer Duty...
such as custody and settlement, transaction reporting, CASS, tax, technology change management, cybersecurity and resilience... and settlement, transaction reporting, CASS, tax or technology change, such as the adoption of AI, is an advantage...
and MI for governance committees Providing operational support on CASS oversight and vulnerable customer processes...
and expectations, including but not limited to the requirements of MiFID, SMCR, CASS and Consumer Duty.Provide 2nd line challenge...
. · Lead all aspects of the audit process including statutory and CASS audits-from planning and fieldwork through to completion...
on regulatory and fiduciary risks, providing guidance on MiFID II, CASS, Consumer Duty, UCITS, AIFMD, and other relevant regulations... including MiFID II, CASS, Consumer Duty, UCITS and AIFMD. Relevant experience in compliance and operational risk in asset...
payment rails including Faster Payments, BACS, Open Banking etc Familiarity of CASS regulations and implications for account...