everything complies with bank policies such as Code of Conduct, CDD, PDPO and Money Laundering Prevention. To communicate CDD case... with client to obtain such as SOF, SOW information. To handle CDD case with relationship manager to ensure client banking...
everything complies with bank policies such as Code of Conduct, CDD, PDPO and Money Laundering Prevention Business: Achieve assigned... and, in particular reporting any suspicious activity to the Unit Money Laundering Prevention Officer and line manager To comply...
products to clients. Ensuring everything complies with bank policies such as Code of Conduct, CDD, PDPO and Money Laundering... Prevention. To communicate CDD case with client to obtain such as SOF, SOW information. To handle CDD case with relationship...
of experienced Client Advisors in delivering an excellent client experience? We are looking for a Senior CDD Know Your Customer... Officer, GWM Hong Kong to: Manage a team of 10+ KYC analyst in perform KYC due diligence reviews of wealth management clients...
additional name search request to middle office, escalate for Due Diligence Officer (DDO) review, PKR case manager management...'s Onboarding & KYC Competence Center in Hong Kong. We conduct AML KYC/Client Due Diligence (CDD) on WM clients in line with the...
Laundering Reporting Officer (MLRO) and submit suspicious transaction reports (STRs) to the Joint Financial Intelligence Unit... or metrics; Run the Compliance Program (Quality Assurance) to ensure customers' CDD/KYC requirements are fulfilled...
for stablecoin transaction Reporting directly to the Chief Commercial Officer, the role sits within the Client Coverage function.../Compliance and other internal teams, to ensure rigorous adherence to our organization’s Customer Due Diligence (CDD), Anti-Money...
? We are looking for a Senior CDD Know Your Customer Officer, GWM Hong Kong to: Manage a team of 10+ KYC analyst in perform KYC due diligence... Front Office in the CDD KYC process. In addition, works closely with Group Compliance on specific AML/KYC policy...