. We are looking for a suitable candidate to take up the following job position. Assistant Manager (Legal & Regulatory Compliance) Major... Responsibilities Assist in handling the relevant legal and regulatory compliance works of the company, including drafting and review...
Description Brokerage Firm - Compliance Manager / Assistant Manager Location: Central / Western District Salary...: HK$50,000 - 65,000 × 12 + Bonus Scope: Oversee core compliance for Hong Kong, Singapore, and Australia Report...
will be assigned with related duties and responsibilities selected from the following areas: Monitor the compliance matters related..., internal policies, procedures, guidelines and processes. Perform quality assurance checking to ensure compliance, covering the...
Reporting to Senior Manager (Compliance), the appointee will monitor the operation compliance of the eMPF Company... policies and procedures for the monitor of the contractor on the operation of the eMPF Platform and related compliance matters...
controls 規劃並執行審計，以評估財務報表及內部控制 Identify risks and recommend process improvements 識別風險並提出流程改進建議 Ensure compliance..., with proven expertise in SOX 404 compliance 至少五年審計經驗，並具備 SOX 404 合規的專業知識 Strong communication skills and ability to work...
and Qualification A recognized degree, or equivalent; A minimum of 6 years of relevant experience in legal / regulatory compliance...
, and consumer goods, who is looking for a Trade Operation & Compliance Specialist. Job Duties: Customs Coordination; Clearance..., duty savings) to identify inefficiencies and opportunities Recommend process improvements to enhance compliance...
We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional..., to streamline and set up the compliance frameworks within the business. The role will cover AML, KYC, risk assessments, regulatory...
in supervising the compliance of the bank when applying AI technology, conducting daily compliance check, and supporting compliance... needs of departments Assist in executing AI compliance check to ensure systems comply with regional and international...
Assistant Manager, Policy and Regulatory Compliance (Legal & Compliance Dept.) Review / develop operational risk...
Manager/ AVP, AI Compliance (Legal & Compliance Department) Assist in supervising the compliance of the bank when... applying AI technology, conducting daily compliance check, and supporting compliance needs of departments. Assist...
controls 規劃並執行審計，以評估財務報表及內部控制 Identify risks and recommend process improvements 識別風險並提出流程改進建議 Ensure compliance..., with proven expertise in SOX 404 compliance 至少五年審計經驗，並具備 SOX 404 合規的專業知識 Strong communication skills and ability to work...
Be a team member of Corporate Risk & Compliance Department Responsibilities Participate in process optimisation...
. Responsibilities Support the implementation and maintenance of the Company’s compliance framework in accordance with the Insurance... guidelines and codes issued by HKIA, SFC, and MPFA. Assist in updating and implementing compliance policies and procedures...
Officer Trainee, AI Compliance (Legal & Compliance Department) Assist in supervising the compliance of the bank when... applying AI technology, conducting daily compliance check, and supporting compliance needs of departments. Assist...
) to identify legal and compliance risks. Collaborate with finance, HR, IT and operational teams to ensure integrated risk... and compliance practices. Investigate and report compliance breaches, conflicts of interest, and ethical concerns. Support business...
Assistant Manager / Manager, Compliance Department Reporting to Associate Director of Compliance Department..., you are responsible for: Identify and assess compliance risks along with the Group’s development and daily operational activities...
A private financial organization in Hong Kong is seeking an Assistant Manager (Legal & Regulatory Compliance) to manage... legal documentation and regulatory compliance works. The successful candidate will support the organization in maintaining...
on matters of the Company and its subsidiaries concerning legal, regulatory and internal policy compliance, as well... in ensuring ongoing compliance with all applicable rules and regulations by the company. To prepare rules/regulations, meeting...
following job position. Assistant Manager (Legal & Regulatory Compliance) Major Responsibilities Assist in handling the... relevant legal and regulatory compliance works of the company, including drafting and review of documents, participating...