involves preparing risk reporting, assessing operational risks, and ensuring compliance with regulations. Ideal candidates...
to both compliance function and risk management function of the Hong Kong Branch. ESSENTIAL FUNCTIONS Essential functions include... one or more of the following tasks, as assigned or directed from time to time by the Risk and Compliance Officer: * Assist in managing...
with various stakeholders. Key responsibilities include reviewing policies, managing claims, and ensuring compliance...
A growing consultancy company in Hong Kong is seeking a Compliance Manager to lead its compliance function. The ideal... candidate will have 8-10 years of compliance experience, either from professional services or a start-up background. This role...
business, to streamline and set up the compliance frameworks within the business. The role will cover AML, KYC, risk... assessments, regulatory compliance across multiple jurisdictions. The Successful Applicant The successful candidate...
and recommend process improvements 識別風險並提出流程改進建議 Ensure compliance with relevant regulations, including SOX 404 確保遵守相關法規，包括 SOX..., or a related discipline 會計、金融或相關學科學位 Minimum of five years’ auditing experience, with proven expertise in SOX 404 compliance 至少...
a meticulous and proactive Compliance Manager to join our dynamic team. In this role, you will oversee the development..., implementation, and management of our compliance program, ensuring adherence to regulatory requirements and internal policies. Key...
entails handling Hong Kong IPO transactions, drafting and reviewing key documents, and advising on compliance matters...
business, to streamline and set up the compliance frameworks within the business. The role will cover AML, KYC, risk... assessments, regulatory compliance across multiple jurisdictions. The Successful Applicant The successful candidate...
Markets team. The practice handles a mix of Hong Kong IPO, equity capital markets, and ongoing compliance matters. Key..., SFO, and Companies Ordinance requirements Support clients on post‑IPO compliance matters (e.g., announcements, circulars...
A leading certification company in Hong Kong seeks an experienced auditor to lead audits and ensure compliance...
due diligence and regulatory compliance. Responsibilities include conducting customer identification, monitoring... transactions for suspicious activities, and preparing compliance reports. Candidates should have experience in KYC and AML...
and ensure compliance with regulatory standards. The ideal candidate will have at least 7 years of experience in consumer banking...
[Bank] AML/ Compliance Assistant Manager (Perm) #RJT Description Responsibilities Perform transaction monitoring... potential suspicious transactions and initiate necessary follow-up actions to ensure regulatory compliance. Prepare and submit...
Description Brokerage Firm – Compliance Manager / Assistant Manager Location: Central / Western District Scope...: Oversee core compliance for Hong Kong, Singapore, and Australia Report directly to Head of Core Compliance Liaise...
A leading recruitment agency in Hong Kong is looking for an experienced AML/ Compliance Assistant Manager. The... to regulatory authorities. Applicants should have a Bachelor's degree and a minimum of 3 years of experience in AML compliance...
, Legal & Compliance, your main responsibilities will include: Providing legal advice and support to ensure compliance... of compliance policies and procedures. Monitoring regulatory changes and assessing their impact on the organization. Conducting...
involves participating in the CDD process, conducting KYC document verification, and ensuring customer compliance. Candidates...
A well-established financial services organization in Hong Kong is looking for an Assistant Manager, Legal & Compliance... skills in English and Chinese. Responsibilities include providing legal advice, ensuring compliance, and drafting documents...
A leading recruitment agency is seeking a Compliance Manager/Assistant Manager based in Hong Kong. This role involves... overseeing core compliance for Hong Kong, Singapore, and Australia, and will report directly to the Head of Core Compliance. The...