About The Business We help clients manage regulatory compliance, enforcement actions, financial crime... Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External Legal Counsel or other designated client leaders...
About The Business We help clients manage regulatory compliance, enforcement actions, financial crime... Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External Legal Counsel or other designated client leaders...
and technology. We provide advisory and managed services to help senior executives spot, assess, manage, and respond to risks... reliability and protection of data, associated processes and technology. We provide advisory and managed services to help senior...
relationships and activate partnerships for ComplyNexus, an AI‑powered compliance platform serving educational institutions, family...; Finance: ROI; Compliance: audit readiness) Facilitate leadership introductions at optimal relationship moments Maintain...
risk/compliance culture Have a comprehensive understanding of the local regulatory requirements of the investment advisory... and asset management businesses with the support of the firm’s sales, trading, research and advisory resources. Key...
Role Summary As a key member of the People and Culture team, you will act as a business partner to provide HR advisory... administration, ensuring compliance and market competitiveness. Coordinate the annual performance appraisal cycle and support talent...
一、职位概述 / Position Overview 我们诚邀具备 高净值客户资源拓展经验 的理财顾问（Relationship Manager, RM）加入 诺亚控股香港团队 。 该职位以 自主拓客、自主经营客户 为核心，通过...专业、合规的财富管理咨询服务，为客户提供 全球资产配置、财富传承、信托及保险 等综合解决方案。 We are seeking an experienced Relationship Manager (RM...
) standards in compliance with applicable legislation requirements including any update and amended regulation/ requirement... and review the OSH management system to fulfill ISO standards and ensure the compliance with the Group's policy & procedure...
financial advisory services. We are recognized for our professionalism, compliance, and proven track record in guiding clients... on sponsor services, IPO advisory, mergers and acquisitions, and corporate finance transactions. Our core business focuses...
and implementation of initiatives related to the compliance, systems and procedures for the investment advisory function Requirements... Seng where your contributions will always be valued. Investments and Wealth Solutions - CIO and Investment Advisory...
and implementation of initiatives related to the compliance, systems and procedures for the investment advisory function Requirements... Seng where your contributions will always be valued. Investments and Wealth Solutions – CIO and Investment Advisory...
related to the compliance, systems and procedures for the investment advisory function. Requirements University degree... and Investment Advisory Hang Seng's Investments and Wealth Solutions offers a full spectrum of investment products and services...
estate for a better world by combining world class services advisory and technology for our clients. We are committed... attendance report selling report etc. To ensure works are compliance with the Company and the Clients policy and standards...
advisory and consulting assignments including financial due diligence and corporate M&A work. As a PKF audit professional... senior or assistant manager positions and immediate availability will be a definite advantage. We offer a competitive...
-based training/activity Ensure strict adherence to internal compliance/governance guidelines and market regulations... segment Good understanding of the international development impacting HNWIs Private banking Wealth Planner Tax Advisory...
and maintain the occupational safety and health (OSH) standards in compliance with applicable legislation requirements including... compliance with the Group’s policy & procedure. Develop, review and revise safety related guideline, procedure and work...
‑FUNCTIONAL RELATIONSHIPS Interacts on a regular basis with internal Risk and Advisory staff to ensure that proposed transactions... of transactions Compliance Requirements/Responsibilities As an employee of CIBC, the incumbent must comply with all applicable...
financial advisory services. We are recognized for our professionalism, compliance, and proven track record in guiding clients... on sponsor services, IPO advisory, mergers and acquisitions, and corporate finance transactions. Our core business focuses...
A prominent financial institution in Hong Kong is seeking an experienced AML manager to lead a team in executing AML..., and proficiency in English, Cantonese, and Putonghua. The successful candidate will manage compliance with AML regulations and provide...
memos and client presentation materials related to investment manager recommendations, portfolio updates, and other thematic... discussion topics Ensure integrity of sales process and compliance with internal policies and regulatory requirements. firm...