. What you will be responsible for As a Summit Application Functional Analyst /Business Analyst you will Requires an in-depth knowledge... environment. Candidate will interact with several different teams including front office, back office, risk, compliance...
to drive performance. Risk & Compliance · Ensure that all Governance and Compliance requirements are adhered... by our mission to be the best place in the UK for wealth professionals and their clients. We believe that everyone should think...
outputs and insights to inform our teams to focus to drive performance. Risk & Compliance · Ensure that all Governance... and Compliance requirements are adhered to and all reporting and reviewing activities required by the Regulatory Bodies are carried...
(Nice to have) But can be learnt You will report to our IT Delivery Manager who has a wealth of software development... and feature requirements, ensuring seamless functionality. Security & Compliance – Enforce security measures, access controls...
experience in ensuring policy compliance and good governance practises and helping risk owners meet their risk management... frameworks for operational and conduct risk management and embed effective governance in Treasury. Engage with Risk & Compliance...
team our ideal team member will have previous experience in ensuring policy compliance and good governance practises... governance in Treasury. Engage with Risk & Compliance functions to ensure that changes and internal policy developments...
of Wealth Advice and Governance, through undertaking risk analysis, and other desk-based monitoring methods, of RBC Brewin...? Must-have Demonstrable experience of compliance monitoring and investment management. Proven experience working in Regulated Financial...
Client Fund Managers, Investment Support team, Risk & Performance team, Operations, Finance, compliance and other business... responsibilities ¦ Compliance/T&C Ability to demonstrate an understanding of the regulatory framework relevant to the role, whilst...
compliance is considered and adhered to in all platform change projects. Experience Required Required Industry Knowledge... Financial Services experience preferably investment/wealth/life and/or pensions products and the markets in which FNZ...
compliance with local regulations Partner with internal stakeholders to continuously improve processes and service delivery... on. Continuous Learning: Access a wealth of resources to grow your career and learn valuable new skills. Invest in Your Future...
completion of UAT Ensure that all Governance and Compliance requirements and deadlines are adhered to and all reporting... by our mission to be the best place in the UK for wealth professionals and their clients. We believe that everyone should think...
Description The Department The Risk and Compliance Team works in collaboration with the business managing..., with a preference for candidates holding the GDL and/or LPC. Demonstrated interest in pursuing a career in Risk and Compliance...
that all Governance and Compliance requirements and deadlines are adhered to and all reporting and reviewing activities required by the..., we are all connected by our mission to be the best place in the UK for wealth professionals and their clients. We believe...
Banking Executive, you will assist the Private Banker / Wealth Manager in acquiring, servicing, and retaining clients... and investment products to clients. To be successful as a Private Banking & Wealth Management Executive, you should have experience...
with colleagues across Commercial, Data, Analytical, Compliance, and Technology functions, ensuring your work aligns with the broader... Ratings, our analyst-driven credit ratings, research, and sustainable finance opinions provide critical insights...
Ratings At S&P Global Ratings, our analyst-driven credit ratings, research, and sustainable finance opinions provide critical... a wealth of resources to grow your career and learn valuable new skills. Invest in Your Future: Secure your financial future...
, our analyst-driven credit ratings, research, and sustainable finance opinions provide critical insights that are essential... Downtime: Generous time off helps keep you energized for your time on. Continuous Learning: Access a wealth of resources...
Headquartered in London, our client is a well-established Physical Energy brokerage with a wealth of experience in the...' experience within a physical Fuel Oil / Cargo, broking / trading / Operations / Analyst role within a Trading House / Major...
regulatory risk areas. What is the Senior Compliance Analyst responsible for: This is a senior professional role in a dynamic... achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech...
Description The Department Risk and Compliance work in collaboration with the business to ensure best practice.... This role will predominately support the AML & Conflicts team as well as the Risk and Compliance Manager and Financial Crime...