. They are seeking a motivated Compliance Associate to join their team and ensure our operations meet the highest regulatory standards..., and the U.S. Support the design, implementation, and maintenance of compliance policies and procedures. Conduct...
. They are seeking a motivated Compliance Associate to join their team and ensure our operations meet the highest regulatory standards..., and the U.S. Support the design, implementation, and maintenance of compliance policies and procedures. Conduct...
. They are seeking a motivated Compliance Associate to join their team and ensure our operations meet the highest regulatory standards..., and the U.S. Support the design, implementation, and maintenance of compliance policies and procedures. Conduct...
_1768274281 Consultant Principal Consultant, Contracting Featured Compliance Analyst/Associate/Manager Job description Key..., ignore this field Create alert You agree to our Share this job Compliance Analyst/Associate/Manager Hong Kong Posted...
Associate / Associate is responsible to provide support to both compliance function and risk management function of the Hong... or directed from time to time by the Risk and Compliance Officer: * Assist in managing the compliance and risk function of the...
Job title: Compliance Officer, Associate Corporate Title: Associate Department: Compliance Control Room Location... process from the Compliance perspective Review wall crossing requests and elevate, as necessary Advise on and manage...
Associate you will report into the Research Compliance Manager based in Hong Kong and work alongside the Research teams... experience as a Compliance Associate, Legal Assistant, Paralegal, or similar roles. Recent graduates with high potential...
of financial markets. As an Associate in Equities Compliance, you will have the opportunity to work alongside experienced...Job Description Join a team where your attention to detail and passion for compliance will help shape the future...
Job title: Compliance Officer, Associate Corporate Title: Associate Department: Compliance Control Room Location... in global and regional initiatives which require Control Room input Responsibilities: The Compliance Control Room Associate...
as Compliance Associate Fresh graduate is also welcome Immediate available is preferred We offer good career prospects... General Compliance related matters Handle enquiries, inspections, audits from regulators and external parties Assist...
. Ares is seeking a knowledgeable, highly organized, and proactive Associate to join our Control Room Compliance team focused... Compliance Department oversees and manages Ares' global regulatory compliance and ethics program. Under the leadership of the...
in Hong Kong, with additional offices in New York and Shenzhen 總部設於香港，並在紐約及深圳設有辦事處 Currently hiring a Senior Audit Associate... controls 規劃並執行審計，以評估財務報表及內部控制 Identify risks and recommend process improvements 識別風險並提出流程改進建議 Ensure compliance...
in Hong Kong, with additional offices in New York and Shenzhen 總部設於香港，並在紐約及深圳設有辦事處 Currently hiring a Senior Audit Associate... controls 規劃並執行審計，以評估財務報表及內部控制 Identify risks and recommend process improvements 識別風險並提出流程改進建議 Ensure compliance...
and Shenzhen Currently hiring a Senior Audit Associate (SOX404 focus) to join our dynamic team Position Details 5 days work... statements and internal controls Identify risks and recommend process improvements Ensure compliance with relevant regulations...
A global research firm in Hong Kong is seeking a Research Compliance Associate to ensure compliance in the delivery.... Ideal candidates will have a Bachelor's degree and 0-1 year experience in compliance or legal roles. The position...
which enables the expansion of our fastest-growing business segments globally. As the Research Compliance Associate you will report... experience as a Compliance Associate, Legal Assistant, Paralegal, or similar roles. Recent graduates with high potential...
A global financial services company in Hong Kong is seeking an Associate for its Control Group Sales & Trading coverage.... The role involves providing compliance guidance, monitoring trading activity, and maintaining the Firm's Watch...
candidate for the following position: GENERAL SUMMARY The Senior Associate / Associate is responsible to provide support... to both compliance function and risk management function of the Hong Kong Branch. ESSENTIAL FUNCTIONS Essential functions include...
and Shenzhen 總部設於香港，並在紐約及深圳設有辦事處 Currently hiring a Senior Audit Associate (SOX404 focus) to join our dynamic team 現正招聘高級審計師（專注... and recommend process improvements 識別風險並提出流程改進建議 Ensure compliance with relevant regulations, including SOX 404 確保遵守相關法規，包括 SOX...
Overview Our client is seeking lawyers at various levels (Junior Associate to Counsel) to join our Hong Kong Capital... Markets team. The practice handles a mix of Hong Kong IPO, equity capital markets, and ongoing compliance matters. Key...