. Review of local promotional materials and speaker slides to ensure compliance to local regulations/guidance and company...
stakeholders, managing audit teams, and ensuring compliance with GIA standards. This is an opportunity to impact a prominent...
. Thrives in fast-paced, high-stakes environments. Takes ownership of responsibilities; strictly adheres to compliance and risk...
Resolve issues pertaining to client on‑boarding, compliance, infrastructure and AML. Follow up on audit, training, complaints... understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code...
and availability data platform to meet the non-functional requirements; Enhance database platform security by compliance with industry... hardening standards; Implement compliance standards and perform regular system compliance review and proactively assess...
policies and standards for fulfillment of compliance requirements Coach and supervise junior staff if required Provide...
expense claims to ensure accuracy and compliance with policies. Generating cost trends reports and summaries of expenses...
and external suppliers to ensure compliance, drive continuous improvement, and support strategic sustainability projects...
About PwC Corporate Services Our professional staff supports: Entity establishment Corporate compliance and entity...
transactions, with strong awareness of regulatory compliance requirements Possess excellent analytical, interpersonal...
and corporate actions Prepare operation manual for policy/procedure changes Ensure all transactions are in full compliance... request by contacting our Personal Data Compliance Officer....
will have strong experience in US capital markets, compliance and security regulations. US-qualified lawyers are strongly preferred. Hong Kong...
compliance with financial policies. The ideal candidate will have over 6 years of experience in quantitative analysis within the...
(contracts, litigation, regulatory). Collaborate with internal groups such as Tax, Accounting, Risk, and Compliance...
and troubleshooting issues related to quantitative models and tools. Collaborate with infrastructure, IT Security, compliance team..., to ensure the security and compliance of the applications. Undertake assignments and projects as assigned by supervisor...
-net-worth individuals, and EAM clients, and ensure all documentation meets regulatory and internal compliance standards... compliance with relevant AML policies and legal and regulatory requirements. Responsible for client data management, updating...
. Prepare and file critical legal and compliance documents (e.g., court submissions, creditor reports, shareholder...
summary reports Ensure all transactions are in full compliance with internal / external rules and regulations Support User... request by contacting our Personal Data Compliance Officer....
) and conversion rates. Foster strong collaborative relationships between Business, Technology, Credit Risk, Operations, Compliance...