members on all aspects of client engagements; and Learning our compliance policies and procedures to protect the integrity... specialists. GLG’s industry-leading compliance framework allows clients to learn in a structured, auditable, and transparent way...
. Compliance with bank policies and procedures. Awareness and understanding of the regulatory framework, in which the Group...
, security control and regulatory compliance and report problem and exception to supervisor immediately To review and update... SOPs regularly in order to ensure compliance with internal and external guidelines/regulations Assist supervisor...
Affairs team by engaging with healthcare professionals, contributing to cross-functional projects, and ensuring compliance... accuracy and compliance. Assist in planning and carrying out medical activities and projects. Respond to medical information...
on-boarding Ensure operations / procedures are in compliance with relevant rules and regulations Act as a primary contact...
and insolvency role. Responsibilities include executing diverse engagements, preparing critical compliance documents, and conducting...
members on all aspects of client engagements; and Learning our compliance policies and procedures to protect the integrity...-leading compliance framework allows clients to learn in a structured, auditable, and transparent way, consistent...
or compliance. The role involves processing structured products listing applications, conducting compliance monitoring...
. Thrives in fast-paced, high-stakes environments. Takes ownership of responsibilities; strictly adheres to compliance and risk...
with all stakeholders, including sales & trading, structurers, compliance, operations, product control, finance, internal audit, IT..., including sales, pricing, trade execution, booking, confirmation, settlement, compliance, product control, and regulatory...
calls, distributions, and audit processes. Ensure rigorous financial controls and compliance across the fund's APAC entities...
for compliance with the GIA standards. Minimum Job Requirements: University graduate with at least 12 years of relevant audit...
for compliance with the GIA standards. Minimum Job Requirements: University graduate with at least 12 years of relevant audit...