Job Description : Compliance Associate (AML & Regulatory Compliance) Location: Hong Kong / Singapore... We are looking for an experienced Compliance Associate to support AML, regulatory compliance and control framework design. This hire will play a central...
records of compliance activities and ensure proper documentation is in place. Requirements: Higher diploma / Associate..., and maintain compliance policies and procedures for products exported to different countries. Conduct regular risk assessments...
in handling legal and general compliance related tasks; Updating internal policies and procedures, liaising and managing... or relevant disciplines, preferably an Associate of HKICS membership (ACS); Minimum 1 year of relevant working experience...
Assistant Manager, Policy and Regulatory Compliance (Legal & Compliance Dept.) Review / develop operational risk... experience in internal control or audit area is a bonus Qualification in ECF is preferred Holder of Associate Operational...
Assistant Manager / Manager, Compliance Department Reporting to Associate Director of Compliance Department..., you are responsible for: Identify and assess compliance risks along with the Group’s development and daily operational activities...
A leading global financial services firm is seeking a Licensing Associate in Hong Kong. The role focuses on managing... regulatory compliance and licensing processes for SFC and HKMA entities, ensuring timely and accurate regulatory filings. The...
A global asset management firm in Hong Kong is seeking a Compliance Analyst/Associate to ensure adherence to regulatory... requirements. You will report to the Regional Compliance Manager and be responsible for reviewing sales materials and conducting...
A leading corporate bank in Hong Kong is seeking an Associate for Clearing and Deposits within the operations... department. The ideal candidate will lead the Deposit Team, ensuring compliance with industry practices and regulatory...
A financial services organization in Hong Kong is seeking an experienced Associate, Executive Secretary for the Legal..., Compliance & Secretariat function. The role involves providing high-level administrative support to senior executives...
A recruitment agency is seeking a Regulatory Risk & Compliance Analyst/Associate for a Global Private Bank in Hong Kong.... The role involves conducting risk assessments, ensuring compliance with regulatory requirements, and collaborating...
with over USD 115 Billion AUM searching for FCC/Transaction Monitoring Compliance Associate/Manager. Job Duties Report...Transaction Monitoring Compliance Snr Asso/Mgr, Private Bank Most Sustainable International Private Bank Expansion...
from you. About the Role Support the Associate Director, Corporate Compliance and partner with other Compliance functional leads... of compliance reports made to Boards and committees covered by AIAHK. Roles and Responsibilities: Reporting to the Associate...
from you. About the Role Support the Associate Director, Corporate Compliance and partner with other Compliance functional leads... of compliance reports made to Boards and committees covered by AIAHK. Roles and Responsibilities: Reporting to the Associate...
better outcomes for our clients around the world! About the Department Our Compliance team ensures Franklin Templeton operates... us means working in a collaborative, high-impact environment where you gain exposure to global compliance practices and develop...
of Associate Operational Risk Management Professional (AORP) or Certified Operational Risk Management Professional (CORP...
A prestigious financial institution in Hong Kong is seeking a Senior Associate for the Specialist Investigations team...
. As an Associate in the Sustainable Investing and Stewardship Team, you will support the delivery of the annual priorities and long... proxy voting, and support voting-related audit programs and compliance reporting. Contribute to the firm's initiative...
Job Description: The Company Our client a well-known I-Banking organization is seeking a Deposit Associate... compliance, and high service standards. The Role Supervise the Deposit Team to ensure all deposit services are carried out...
high calibre individuals with long-term career objectives to apply for the following position: Senior Associate... for AML compliance, and any other related reporting and Banking Returns. To provide cross team support over areas of Deposits...
The Associate Banker Intermediate is a developing professional role. Deals with most problems independently... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering...