and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter..., escalate, mitigate and resolve risk, conduct and compliance matters. Lead to achieve the outcomes set out in the Bank...
team as necessary. Ensure team's adherence to operating policies and procedures, and legal and compliance regulations...
analyses to identify policy gaps and ensure compliance. Lead product-first and data-driven decision-making across teams...
: Responsible for the completion of defined processes and procedures to deadline, ensuring accuracy, completeness, and compliance...
teams. Navigate requests with complex compliance requirements and client-specific preferences. Establish and build... public-sector leaders, and the foremost subject matter specialists. GLGs industry-leading compliance framework allows...
as required. Stay updated on regulatory developments, compliance requirements, and industry best practices. Escalate, manage..., and report control issues with transparency and ensure compliance with internal policies and applicable laws. Who...
and Compliance to provide efficient and timely on-boarding of new/existing client relationships to the JP Morgan infrastructure... onboardings and prioritize open requests and with key stakeholders such as Legal, Compliance, Credit and Operations to develop...
to ensure compliance with legal and regulatory requirements. Manage legal databases and systems for accuracy and up...
: * Identification of Legal and Compliance risks, mitigants and residual risks in co-ordination with the business & operations teams... and facilitate the process of risk acceptance Co-ordinate with Legal and Compliance teams for necessary Regulatory compliance...
: * Identification of Legal and Compliance risks, mitigants and residual risks in co-ordination with the business & operations teams... and facilitate the process of risk acceptance Co-ordinate with Legal and Compliance teams for necessary Regulatory compliance...
. Governance Provide oversight across WRB, ensuring compliance with the highest standards of regulatory and business conduct... and compliance practices as defined by internal and external requirements. This includes compliance with local banking laws...
: * Identification of Legal and Compliance risks, mitigants and residual risks in co-ordination with the business & operations teams... and facilitate the process of risk acceptance Co-ordinate with Legal and Compliance teams for necessary Regulatory compliance...
of regulations and compliance for Indians trading internationally Assist me by preparing proposals and presentations for large...
in compliance to the Company’s policy and guidelines. Primary Responsibilities Strategy and Planning Nil Policy, Process...
: Product Committee Risk & Compliance Team CFO & CEO/Executive Management Align with operations, underwriting, claims, legal.... Ensure product compliance audits and internal risk assessments are performed periodically. Coordinate with legal/compliance...
and market insights. Track portfolio performance and suggest adjustments based on market developments. Ensure compliance...
regulatory compliance filings (e.g. Form ADV, Form PF, SLT, etc.) Review calculation of management fees, incentive fee/carry... distributions. Monitor compliance with the Fund’s governing documents (e.g. Limited Partnership Agreement, Investment Management...
excellence in operations (compliance to safety, quality and regulatory guidelines, smooth pilot plant operations...% compliance to all safety, quality and regulatory requirements for the assigned product / brand. Leverage Science & data...
accounting firm, and/or in-house compliance/investigations role or a similar role with multinational corporations in India...
and centralize processes across different groups including Finance, Accounting, Legal, Tax, Compliance and Technology Support... across business operations groups including Technology, Finance, Accounting, Human Resources, Legal, Tax, Compliance, Fund...