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Keywords: Compliance Associate - Asset Management, Location: London

Page: 4

Audit Associate - IT

investment bank that provides fixed income, equity capital markets, prime, asset management, advisory and investment banking... function in providing management, the board and the regulators assurance of compliance with SOX regulations. Delivering...

Company: BGC
Location: London
Posted Date: 16 Apr 2025

Audit Associate - Operations

fixed income, equity capital markets, prime, asset management, advisory and investment banking products, services...Job Description: Job Title: Audit Associate - Operations Location: London Role Summary The role is expected...

Company: BGC
Location: London
Posted Date: 16 Apr 2025

Credit Risk Analyst/Associate - Insurance & Diversified Financials, GCIB Credit

for large corporate and FI clients (Bank, Sovereign, Supranational, Broker-Dealer, Insurance and Asset Management client...Job Description: Job Title: Credit Risk Analyst/Associate - Insurance & Diversified Financials Corporate Title...

Company: Bank of America
Location: London
Posted Date: 04 Apr 2025

Associate Director, Business Consulting

you will have in this role: The DTCC Consulting Services Associate Director will be responsible for unparalleled client service, relationship... management, and managing day-to-day client relationships. Assess client operating models, identifying gaps, and making...

Company: DTCC
Location: London
Posted Date: 30 Mar 2025

Senior Associate - Corporate Actions (6 Month FTC)

The Vacancy The Senior Corporate Actions Associate is responsible for the administration and processing of corporate... that they are completed accurately and on time. Management of primary and secondary placing events Identifying and addressing any issues...

Location: London
Posted Date: 26 Mar 2025

Fund Investment Operations Associate Director

Responsibility for asset level entity and banking arrangements and set up through administrators. Fund structure compliance... a plus. Mid/Intermediate level previous experience working in Private Equity/Asset Management role or equivalent. Batchelors...

Location: London
Posted Date: 26 Mar 2025

Senior Associate - Corporate Actions (6 Month FTC)

The Senior Corporate Actions Associate is responsible for the administration and processing of corporate actions... and on time. Management of primary and secondary placing events Identifying and addressing any issues or challenges that arise...

Location: London
Posted Date: 26 Mar 2025

Senior Human Resources Associate

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business..., Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused...

Location: London
Posted Date: 20 Mar 2025

Associate/Senior Associate, Corporate Energy (Oil & Gas)

emissions targets IBMS, a biogas to hydrogen developer on its investment by Lazard Asset Management to create the platform... and lead large-scale due diligence exercises (both sell- and buy-side) and disclosure processes; Transaction management...

Company: Ashurst
Location: London
Posted Date: 14 Mar 2025

Senior Associate - Corporate Actions (WBS)

The Vacancy The Senior Corporate Actions Associate is responsible for the administration and processing of corporate... and any associated claims; ensuring that they are completed accurately and on time. Management of primary and secondary placing events...

Location: London
Posted Date: 12 Mar 2025

Controllers-London-Associate-Product Controllers

within Goldman Sachs Asset Management division with oversight over complex private funds. Controllers ensure that the Firm meets... in compliance with the regulations governing transactions in the financial markets. OUR IMPACT We're a team of specialists...

Company: Goldman Sachs
Location: London
Posted Date: 06 Mar 2025

Associate/Vice President, Equities Business Control Officer

, including but not limited to compliance with regulatory rules and guidance as well as operational controls in partnership... of trading, together with an understanding of controls and other Trading and Sales applicable regulations related to this asset...

Company: Bank of America
Location: London
Posted Date: 18 May 2025

ETF Associate Portfolio Manager, Equities

As one of the world’s leading asset managers, Invesco is dedicated to helping investors worldwide achieve... their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide...

Company: Invesco
Location: London
Posted Date: 18 May 2025

Associate Director, Portfolio Analytics & Monitoring

) division Proactive management of the credit risk (monitoring and analysis) of a complex portfolio of GCM accounts in close co...-ordination with the originating deal team Effective management of the returns of the portfolio through timely identification...

Location: London
Posted Date: 15 May 2025

GLOBAL STRUCTURING – GLOBAL MARKETS – CIB – STRUCTURING ASSOCIATE

: Develop structured product investment ideas for private banks, asset managers, and distributors in Europe Price derivatives... regulatory and internal compliance in all activities Maintain and update the structured products catalogue Support pricing...

Company: BBVA
Location: London
Posted Date: 14 May 2025

Mid - Senior Level Insurance Litigation Associate

and around 100 associates. You will also work with the following: Practice Assistants Paralegals The Case Management team... using your legal knowledge, applying effective research techniques. Challenge and test advice against legal compliance...

Company: Clifford Chance
Location: London
Posted Date: 14 May 2025

Real Estate Investment Performance and Analytics Associate

Nuveen is the investment management arm of TIAA. It is one of the largest global asset managers with specialist... Overview Nuveen is the investment management arm of TIAA. It is one of the largest global asset managers with specialist...

Company: TIAA
Location: London
Posted Date: 07 May 2025

Portfolio Modelling Associate, International Real Estate Investor, London, UK

appraisal management Monitor debt compliance at fund and asset levels Support on current portfolio database maintenance Who... management of the current assets through financial modelling at a fund and asset level. The role will partner with senior...

Location: London
Posted Date: 02 May 2025

International Finance, Corporate Finance, Associate

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment...

Company: Blackstone
Location: London
Posted Date: 25 Apr 2025

Trade Finance Structuring & Execution – Senior Associate

, maturities, and overdue transactions. Compliance Management: Manage compliance-related activities, including reporting... from various departments (Risk, Compliance, Legal, Asset Allocation, IFI, Country Risk) for GTB transactions. Ensuring archiving...

Company: BBVA
Location: London
Posted Date: 25 Apr 2025