Ensures compliance with group and country policies, code of conduct, regulations, and laws Work with Country Operation heads... functions and related businesses such as Fund Compliance and Fund Accounting. People & Talent Develops and embeds a high...
Responsibilities Strategy This is a newly created role for 2025 within the Risk and Compliance, Financial Crime & Conduct Risk ('CFCR...') COO team as the Regulatory Risk Conduct & Oversight Lead reporting to the Associate Director, Regulatory Identification...
compliance with AIA policies, procedures and standards Job Description · Manage, execute and complete the assigned IT audit... classroom and on-the-job trainings. · Lead other responsibilities and duties periodically assigned by the Director of IT Audit...
Responsibilities Support Audit Director where required: To take responsibility and contribute to the GIA risk assessment and design the.... Assist Audit Director to effectively manage the cost of assigned audits within the allocated budget for audit engagements...
. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the... for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.] Effectively and collaboratively...
, enhance control effectiveness and deliver cost transparency. The role of the Financial Crime E2E Process Improvement Director... requirements and expectations relevant to the role. Support effective governance in compliance with applicable internal policies...
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. Serve as a Director..., across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws...
. Key Responsibilities Strategy This is a newly created role for 2025 within the Risk and Compliance, Financial Crime... & Conduct Risk (“CFCR”) COO team as the Regulatory Risk Conduct & Oversight Lead reporting to the Associate Director, Regulatory...
, escalate, mitigate and resolve risk, conduct and compliance matters. Serve as a Director of the Board Exercise authorities.... Processes Compliance to NWOW Hive practices and adheres to finance policies. People & Talent Provide financial consultation...
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. Serve as a Director..., and latency (time to first token) Compliance: Responsible for ensuring all AI and data-related activities adhere to regulatory...
, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws... Compliance; The Right Environment.] * Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct...
and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter... in the Bank's Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The...
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. Serve as a Director... To ensure full compliance of all laid down rules, regulations, policies, guidelines, procedures, practices and code of conduct...
Marketing Technologies for the region, supporting all markets. The role reports to the IT&D Director - ASEAN. It also requires... Architecture, Cyber Security Strategy, Cyber Security, Data Privacy, Portfolio Management, Data Governance, Product Compliance...
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. Serve as a Director... & Compliance, Documentation, Reporting, People / Training. Key Responsibilities Strategy Awareness and understanding of the Group...
they are within the risk appetite approved by the Board. Support the Audit Director in his / her assessment Job Responsibilities A member... management such as IT and Compliance to facilitate data sourcing for audits and other analytics initiatives. Ensuring analytics...
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. Serve as a Director... & Compliance, Documentation, Reporting, People / Training. Key Responsibilities Strategy Awareness and understanding of the Group...
, escalate, mitigate and resolve risk, conduct and compliance matters. Serve as a Director of the Board Exercise authorities.... This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the...
Investment Compliance team. Ensure the Investment Compliance function is running properly and fulfilling the responsibilities... to ensure quality and timely deliverables and that they meet their key performance indicators. Investment Compliance - Assist...
around pricing, marketing, promotions, seasonal campaigns, system enhancements, operations, IT integration, compliance, agent..., correspondents teams, finance, operations, etc. Work with Regional Director, Business Development and the APAC Managing Director grow...