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Keywords: Compliance Executive - Investment Management, Location: London

Page: 1

Senior Sales Executive – Investment Compliance / Regtech SaaS

with experience. Excelsior Search, the trusted international executive search & recruitment partner for capital markets & investment... solutions and managed services to the buy side. With “hot” compliance & regulatory technology (regtech) solutions and a great...

Company: Excelsior Search
Location: London
Posted Date: 17 Feb 2025

Practice Executive / Legal Secretary - Investment and RSSG

firm, we are now recruiting for a Practice Executive to support Partners across our RSSG and Investment practice groups... communications, practice management, marketing and billing. Main responsibilities Practice Management Regular practice planning...

Company: Ashurst
Location: London
Posted Date: 19 Apr 2025

Executive Assistant & Office Manager, Property Investment

, and new employee setups. Support compliance with health & safety policies and crisis management procedures. Supervise... organised Executive Assistant & Office Manager to support to the Managing Director and CFO as well as ensure the smooth...

Company: ISE Partners
Location: London
Posted Date: 10 May 2025
Salary: £55000 - 60000 per year

Investment Director/Manager, Energy Access & Efficiency, 8-9 mth FTC

About BII British International Investment is the UK's development finance institution, owned by the UK Government.... With a mission to solve the biggest global development challenges, we aim to create a virtuous circle of investment and impact...

Posted Date: 11 May 2025

Commercial and Investment Bank-Treasury - Recovery & Resolution - Senior Associate

& Investment Bank's (CIB). You will oversee the planning and execution of key deliverables, ensuring compliance with regulatory... & Investment Bank's (CIB) Resolution & Recovery Planning. This role provides a unique opportunity to influence the future...

Company: JPMorgan Chase
Location: London
Posted Date: 14 May 2025

Real Estate Investment Performance and Analytics Associate

Analysis, Data Management, Data Preprocessing, Data Visualization, Executive Presence, Investment Performance Reporting, Market...Nuveen is the investment management arm of TIAA. It is one of the largest global asset managers with specialist...

Company: TIAA
Location: London
Posted Date: 07 May 2025

Analyst, Senior Auditor - Corporate, Investment and Regional Banking

, ideas and knowledge • Employs an agile, iterative process • Communicates with executive presence to management. • Adapts... or external audit or risk management experience • Experience with the financial industry and related markets, and related...

Location: London
Posted Date: 13 Mar 2025

Account Manager – Private Markets Investment Technology

, sales manager, sales director, hedge funds, buy side, asset management, investment management, investment banks, alternative... intelligence, reporting, regtech, compliance, regulatory reporting, enterprise data management EDM, reference data, portfolio...

Company: Excelsior Search
Location: London
Posted Date: 02 Mar 2025

Insurance Compliance Partner

across the UK broking entity, reporting to the Group Compliance Director. Provide strategic advice and guidance to the executive... and a strong reputation for technical excellence across complex risk placement. As part of continued strategic investment in governance...

Location: London
Posted Date: 24 Apr 2025
Salary: £100000 per year

Senior Audit Manager for Compliance, Fraud & Financial Crime, Vice President

& analytics, investment research & trading and investment management to institutional clients. Work, Live and Grow. We make...Who we are looking for We are looking for a Senior Audit Manager for Compliance, Fraud & Financial Crime, Vice...

Company: State Street
Location: London
Posted Date: 04 May 2025

Director of Compliance

, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm... closely with the Global Chief Compliance officer and global Compliance/Financial Crime teams to strengthen global compliance...

Location: London
Posted Date: 16 Apr 2025

Head of Compliance, UK, Ireland, Middle East & Africa (SVP), Hybrid

and controls to enable business unit management to oversee compliance with regulatory obligations Setting the regional Compliance... strategy and priorities in conjunction with the Global Chief Compliance Officer (CCO) and regional senior management Managing...

Company: State Street
Location: London
Posted Date: 28 Mar 2025

Chief Compliance Officer

We are seeking an exceptional Chief Compliance Officer (CCO) to join our dynamic and rapidly growing asset management..., focusing on regulatory compliance, oversight, and risk management to ensure sustainable growth. Cross-Jurisdictional...

Company: Fasanara
Location: London
Posted Date: 21 Mar 2025

Senior manager, Project Management

, is an essential index partner for a changing world, providing category defining indices across asset classes and investment objectives... to create new possibilities for the global investment community. FTSE Russell’s expertise and products are used extensively...

Location: London
Posted Date: 14 May 2025

Asset & Wealth Management - Administrative Assistant - London

management businesses provide financial planning, investment management, banking and comprehensive advice to a wide... and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes...

Company: Goldman Sachs
Location: London
Posted Date: 17 Apr 2025

Business Management - Credit, SPG and Public Finance Sales

to executive ad-hoc requests related to project management, presentation development, and business analysis Organize complex...Job Description: Business Management optimizes business performances by helping to drive key initiatives. We act...

Company: JPMorgan Chase
Location: London
Posted Date: 03 Apr 2025

Business Analyst - Wealth and Asset Management

management Deep knowledge in financial services offering, including e.g. Finance, Risk and Compliance, Financial Crime, Core... management. Experience designing and operating frameworks and financial models to guide executive decisions in complex business...

Company: Capco
Location: London
Posted Date: 03 Apr 2025

Tech Risk and Controls Lead - Business Control Management – VP

and Technologists in our Businesses and Corporate Functions, Operational Risk Management & Compliance, Audit, as well as regional... and practical application Excellent change management, decision making, problem solving, continuous improvement, executive...

Company: JPMorgan Chase
Location: London
Posted Date: 22 Mar 2025

EMEA Capital Management & Strategy Vice President

Job Description: The EMEA Capital Management and Strategy team is looking for a Vice President to work within the... Capital Management team. This is a key role in the EMEA Capital Management and Strategy team, which produces critical...

Company: JPMorgan Chase
Location: London
Posted Date: 15 Mar 2025

Private Wealth Management, Credit Specialist, Cross Markets Team, Vice President, London

with our counterparts in Compliance, Legal and Management on a variety of projects Contribute to platform expansion and potentially the... communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management...

Company: Goldman Sachs
Location: London
Posted Date: 06 Mar 2025