Join a global trading and brokerage firm as a Compliance Manager overseeing compliance governance, trade surveillance... This global financial services firm provides advanced electronic trading platforms for equities, options, futures, FX...
particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance...The Securities & Derivatives Senior Manager is a senior management level position responsible for accomplishing results...
and regulatory changes, and to improve process efficiency Ensure Morgan Stanley's compliance with the local and global regulations... to manage OTC derivatives collateral for Japan clients trading with Japan as well as UK and US affiliates of Morgan Stanley...
COMPANY PROFILE: Morgan Stanley is a leading global financial services firm providing a wide range of investment... Market Risk Department (MRD) in Japan provides oversight of the Firm's trading activities, serving as a second line...