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Keywords: Compliance Manager - Securities Firm, Location: Hong Kong

Page: 3

Trade Surveillance Assistant Manager - Global Investment Bank

services firm operating across more than 25 countries and 85 securities exchanges. They specialize in financing solutions... surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control...

Company: Michael Page
Location: Hong Kong
Posted Date: 16 Oct 2025

Legal Manager 法務經理

, including transaction structuring, legal due diligence, risk assessment, and compliance analysis. 為公司核心業務提供全週期法律支持,包括交易架構設計、法律...商業目標與法律風險。 4. Establish and improve the company’s compliance management system, covering policy development, process optimization...

Company: Health Care & Co
Location: Hong Kong
Posted Date: 16 Oct 2025

Legal Manager 法務經理

, including transaction structuring, legal due diligence, risk assessment, and compliance analysis. 為公司核心業務提供全週期法律支持,包括交易架構設計、法律...商業目標與法律風險。 4. Establish and improve the company’s compliance management system, covering policy development, process optimization...

Company: Health Care & Co
Location: Hong Kong
Posted Date: 16 Oct 2025

Manager - Valuation & Modelling - Strategy, Risk & Transaction - Hong Kong

to business interests. These include intellectual property, intangible assets, common and preferred stock and other securities... for M&A, financial reporting, tax planning and regulatory compliance, restructuring and strategic planning purpose. Conduct...

Company: Deloitte
Location: Hong Kong
Posted Date: 16 Oct 2025

Legal Manager

structuring, legal due diligence, risk assessment, and compliance analysis. Draft, review, and revise various legal documents... advice on complex issues to balance business objectives with legal risks. Establish and improve the company’s compliance...

Company: Holos
Location: Hong Kong
Posted Date: 15 Oct 2025

Senior Marketing Manager - APAC

with a strong track record at a leading multinational financial institution or securities firm. Undergraduate degree from a recognized... functions. Capture and report on marketing initiatives, run approvals, and ensure compliance in the increasingly regulated...

Location: Hong Kong
Posted Date: 10 Oct 2025

Trade Surveillance Assistant Manager - Global Investment Bank

services firm operating across more than 25 countries and 85 securities exchanges. They specialize in financing solutions... surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control...

Company: Michael Page
Location: Hong Kong
Posted Date: 09 Oct 2025

Trade Surveillance Assistant Manager - Global Investment Bank

services firm operating across more than 25 countries and 85 securities exchanges. They specialize in financing solutions... surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control...

Company: Michael Page
Location: Central, Hong Kong
Posted Date: 08 Oct 2025

Trade Surveillance Assistant Manager - Global Investment Bank

client is a global financial services firm operating across more than 25 countries and 85 securities exchanges... Gather and assess data from clients and exchanges to evaluate suspicious activities Compliance Notifications Report...

Company: Michael Page
Location: Hong Kong
Posted Date: 07 Oct 2025

Legal Manager 法務經理

transaction structuring, legal due diligence, risk assessment, and compliance analysis. 為公司核心業務提供全週期法律支持,包括交易架構設計、法律盡調、風險.... Establish and improve the company’s compliance management system, covering policy development, process optimization...

Location: Hong Kong
Posted Date: 06 Oct 2025

Legal Manager 法務經理

, including transaction structuring, legal due diligence, risk assessment, and compliance analysis. 為公司核心業務提供全週期法律支持,包括交易架構設計、法律...商業目標與法律風險。 4. Establish and improve the company’s compliance management system, covering policy development, process optimization...

Company: Health Care & Co
Location: Hong Kong
Posted Date: 06 Oct 2025

Legal Manager 法務經理

, including transaction structuring, legal due diligence, risk assessment, and compliance analysis. 為公司核心業務提供全週期法律支持,包括交易架構設計、法律...商業目標與法律風險。 4. Establish and improve the company’s compliance management system, covering policy development, process optimization...

Company: Health Care & Co
Location: Hong Kong
Posted Date: 06 Oct 2025

Project Manager, Middle Office

control frameworks while contributing to the firm’s digital asset business readiness, including process design, system... reporting rules). Conduct impact assessments for crypto/tokenized securities on trade booking, settlement, and accounting...

Posted Date: 03 Oct 2025

Asia Wealth Management, Client Services Manager, Hong Kong

of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm...About the Firm Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range...

Company: Morgan Stanley
Location: Hong Kong
Posted Date: 08 Aug 2025

Global Banking and Markets, Operations, Client Relationship Management, Associate, Hong Kong

with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition... we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm...

Company: Goldman Sachs
Location: Hong Kong
Posted Date: 18 Oct 2025

Asset & Wealth Management, Private Wealth Management, Portfolio Management Group, Vice President

, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices... manager/vehicle selection, portfolio analytics, performance attribution, and rebalancing Contribute to retaining existing...

Company: Goldman Sachs
Location: Hong Kong
Posted Date: 30 Aug 2025

HR Generalist Manager, Chinese Asset Management

HR Generalist Location: Hong Kong Client: Chinese Securities Firm About the Company: Our client is a Hong Kong-based... your CV to [protected-email-address] with the subject line "HR Generalist - Securities Firm". Only shortlisted candidates will be contacted...

Company: Hays
Location: Hong Kong
Posted Date: 04 Oct 2025

HR Generalist Manager, Chinese Asset Management

HR Generalist Location: Hong Kong Client: Chinese Securities Firm About the Company: Our client is a Hong Kong-based... your CV to [protected-email-address] with the subject line HR Generalist - Securities Firm". Only shortlisted candidates will be contacted...

Company: Hays
Location: Hong Kong
Posted Date: 04 Oct 2025