, financial institutions or accounting firm Good knowledge in Tax, securities laws, operations, products and services Good...Our client is a leading global brokerage and investment group is looking for a FATCA Compliance specialist to join the...
and reviews internally generated documents and external correspondence for compliance and business purposes for manager/legal..."I can succeed as a Compliance Specialist Senior at Capital Group." The Compliance Specialist Senior must demonstrate...
firm-specific issues with respect to business practices, supervisory controls, compliance and operational controls... to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong (E-mail...
Job Responsibilities Handle full sets of accounting/reporting for our Type 1, Type 2, Type 4 and Type 5 securities... and brokerage firm and listed company accounts Cover HK, US, Shanghai-Shenzhen Connect Stocks markets, HK futures and options...
with details of qualifications, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F... to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise...
and regulations and be familiar with the business practices, operations, risks and compliance controls of securities and futures... salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay...
business relationship with institutional clients, include but not limited to securities firm, asset management...證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART盈立智投)，進一步優化投資者買賣證券的體驗，為投資者爭取獲得更佳回報機會。 uSMART Securities is a new generation of Internet brokers in Hong...
Role Overview As a Relationship Manager, you will play a key role in managing the full lifecycle of client... relationships — from client acquisition, onboarding and compliance to ongoing client servicing. It is preferable...
successful candidate will be responsible for managing and enhancing client relationships, ensuring compliance with regulatory requirements... services. Responsibilities of the role Client Understanding and Compliance: Develop a comprehensive understanding...
My client is a leading asset manager and seeking a dynamic and experienced Legal Counsel in Securities and Derivatives... and qualifications 1–4 years legal experience in financial markets, securities or derivatives at a law firm or financial institution...
. Now is the perfect time to join us. About Capco Hong Kong Experts in banking, capital markets, securities services, wealth... Overview As a Program Manager, you will lead complex, multi-stream programs focused on digital product delivery...
successful candidate will be responsible for managing and enhancing client relationships, ensuring compliance with regulatory requirements... services. Responsibilities Of The Role Client Understanding and Compliance: Develop a comprehensive understanding...
Your new company A top tier securities firm is looking for Client Data Maintenance Manager to join their Operations... of operations experience in bank or securities firm Hands‑on experience in Account Opening and Client Reference Data...
with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities' core management... or customer services experience in securities firm Proficiency in MS Word, Excel and Chinese word processing Good command...
of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm...About the Firm Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range...
compliance with regulatory requirements, and delivering exceptional service. This role requires a proactive approach... to understanding client needs and providing value-added services. Responsibilities of the role: Client Understanding and Compliance...
of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm...About the Firm Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range...
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities... license a plus but not required Prior experience with an asset manager, fund administrator, or public accounting firm...
, also financial crime compliance in Manager or Senior Manager roles. Wide breadth of services of NFR includes, but not limited..., regulatory compliance, risk governance and related operational knowledge Good knowledge of banking and securities business...
launches including documentation drafting and internal approvals. Market & Regulatory Compliance Monitor regulatory changes... with Investment, Legal, Compliance, Operations, and Sales teams to drive product initiatives. * Prepare client‑facing materials (fund...