a strong compliance culture within IBD by delivering and monitoring trainings; works with the Institutional Securities Group Central Risk...&A, Debt Capital Markets, Equity Capital Markets and loan transactions across the Asia Pacific region to meet the Firm...
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities..., wealth management and investment management services. With offices in more than 43 countries, the Firm’s employees serve...
Company Description A renowned international law firm with over 35 offices globally covering practices including... process for HK and US IPOs Oversee the verification process for prospectuses to ensure compliance with HKEX and relevant...
An international law firm in Hong Kong is seeking a legal professional to manage the due diligence process for Hong... Kong and US IPOs. Responsibilities include overseeing the verification of prospectuses for compliance with HKEX...
- Hybrid (Internal Job Title: Securities & Derivatives (Sr) Manager – C12 - C13) based in Hong Kong. Being part of our team... particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance...
. We are a leading global financial services firm providing investment banking, securities and investment management services.... Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New...
including, but not limited to: Financial Risk Management Non-Financial Risk Manager (Regulatory Compliance, Enterprise Risk... and Controls, Financial Crime Compliance etc.) Undertaking risk management advice, remediation and transformation Conducting risk...