error thresholds and remediation, and sign-offs Ensure full compliance with the Securities and Futures Ordinance (SFO), SFC... Code of Conduct, Fund Manager Code of Conduct, Unit Trust and Mutual Fund Code of Conduct, AMLO, and all applicable...
for suspicious activities, investigate alerts, and file regulatory reports. Compliance Officer/Manager: Advise on regulatory..., we have opportunities that match your skills and ambitions. We welcome candidates from Officer to Manager level to explore a range...
, investigate alerts, and file regulatory reports. Compliance Officer/Manager: Advise on regulatory requirements, implement... and ambitions. We welcome candidates from Officer to Manager level to explore a range of permanent openings. Available Positions...
, investigate alerts, and file regulatory reports. Compliance Officer/Manager: Advise on regulatory requirements, implement... your skills and ambitions. We welcome candidates from Officer to Manager level to explore a range of permanent openings...
Type 9 regulated activities and serve as Overall Management Oversight Manager-in-Charge (OMO MIC) Ensure full compliance...Key Responsibilities: Lead the application process for SFC Type 9 licenses Act as Responsible Officer for SFC...
At least 5 years' fund manager experience in publicly offered funds or mutual funds, Current SFC Type 9 Responsible Officer (RO... in the market Follow any compliance requirements and manage risk control of the responsible products Requirements...
At least 5 years' fund manager experience in publicly offered funds or mutual funds, Current SFC Type 9 Responsible Officer (RO... in the market Follow any compliance requirements and manage risk control of the responsible products Requirements...
At least 5 years' fund manager experience in publicly offered funds or mutual funds, Current SFC Type 9 Responsible Officer (RO... in the market Follow any compliance requirements and manage risk control of the responsible products Requirements...
for some of your working week. We give you a world of potential The Global Chief Technology Officer (CTO) group is responsible for planning..., compliance, and technical support. We ensure that colleagues around the world have access to the technology and agreed service...
and banking operations, and evaluate the governance framework, risk management, regulatory compliance processes and internal... projects). Work in conjunction with Technology Division, Operations Division, Chief Operating Officer Divisional Office, Data...
services and digital capabilities is essential. Current list of all live roles from our website Fraud Risk Manager (12M... Contract) to HKD50K pm Seeking a Fraud Management Manager to optimize fraud management and mule account control. The role...
Position We are looking for a proactive, enthusiastic and willing-to-learn liquidity risk coverage officer who can work... Coverage Risk Manager of Liquidity Risk: LRD Asia’s coverage model is a matrix of Business Unit coverage (including Equities...
in relation to HKMA Executive Officer & Relevant Individual/ SFC Responsible Officer & Licensed Representative. Assist to arrange... appointment/cessation/change of senior regulatory appointments (including HKMA S72B Manager, Appointee under Management...
, and compliance standards are met across jurisdictions. Lead product & investment and portfolio manager teams across active fixed...Formulate strategy in distributing actively-managed& private market products Serve duties as responsible officer/MIC...
merchandise while maintaining strict standards for compliance and quality assurance. The organization is known for its extensive... as required. Guaranteeing that all potential new vendors and factories can meet the company’s standards for social compliance and security...
by collaborating with key stakeholders including institutional sales, fund manager, product specialists and legal & compliance Assume... Hub in HK Being the Responsible Officer/ Manager in charge accountable for the overall management oversight Oversight...
by collaborating with key stakeholders including institutional sales, fund manager, product specialists and legal & compliance Assume... Hub in HK Being the Responsible Officer/ Manager in charge accountable for the overall management oversight Oversight...
A well-known listed securities company in Hong Kong is seeking a Senior Officer / Assistant Manager... sector. Responsibilities include ensuring compliance with internal controls, managing reconciliations, and delivering...
Client Description Job Description Candidate with less experience will be considered as Assistant Project Manager... improvement projects Ensure compliance with relevant quality and safety standards, procedures, and statutory requirements...
banking services with our customers and assist Team Manager in managing a team Manage the development team to utilize the... Provide system support, including user inquiry and problem solving (during office and non-officer hours) Report to Head...