Risk Assessment Officer is in charge of implementing the CACIB US Compliance Risk Assessment Program. Compliance risks... that apply to them. The Compliance Risk Assessment Officer's mandate is to ensure the firm's CRA process is appropriately executed...
Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment... within the Transversal Compliance Team, the Compliance Risk Assessment Officer is in charge of implementing the CACIB...
Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment... within the Transversal Compliance Team, the Compliance Risk Assessment Officer is in charge of implementing the CACIB...
to fostering an ethical organizational culture. Act as the principal compliance officer for the U.S. broker-dealer entity, working...Our client is seeking a Compliance Associate to join its boutique U.S. broker-dealer operation. This is a high-impact...
Software Guidance & Assistance, Inc., (SGA), is searching for a Conflicts Compliance Officer for a FULL TIME assignment... firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the...
Immediate need for a talented Regulatory Compliance Officer. This is a 06+months contract opportunity with long-term... Regulatory Compliance Officer (“Compliance Officer”) will provide advisory and monitoring support to assigned business areas...
Officer within the JPM Wealth Management team and the Compliance Conduct and Operational Risk (CCOR) organization... Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its...
COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee... and regulations. Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance...
Job description Business type Types of Jobs - Compliance / Financial Security Job title VP, CUSO Compliance Risk Assessment Officer... Contract type Permanent Contract Job summary Summary: The Compliance Department at Credit Agricole's Combined...
Job description Business type Types of Jobs - Compliance / Financial Security Job title VP, CUSO Compliance Risk Assessment Officer... Contract type Permanent Contract Job summary Summary: The Compliance Department at Credit Agricole's Combined...
Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice... Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control...
Privacy Compliance Coverage Officer Morgan Stanley Overview: Morgan Stanley is a leading global financial services... Compliance Coverage Officer will focus on assisting with the management of the privacy program's including risks and controls...
care in the comfort of patients' homes. We are currently seeking a driven and experienced Compliance Officer... to join our team. Job Description: As a Compliance Officer, you will oversee our adherence to regulatory standards in the home...
care in the comfort of patients' homes. We are currently seeking a driven and experienced Compliance Officer... to join our team. Job Description: As a Compliance Officer, you will oversee our adherence to regulatory standards in the home...
processes to serve as Chief Compliance Officer. The selected candidate for this position will use an independent, structured... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities...
Growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework.... Key Responsibilities Maintain, administer, and enhance compliance policies, procedures, and written supervisory...
Job description Business type Types of Jobs - Compliance / Financial Security Job title ESG/ Advisory (Financial Security) Compliance... Officer Contract type Permanent Contract Job summary Summary: This position is placed within the Advisory group...
Job description Business type Types of Jobs - Compliance / Financial Security Job title ESG/ Advisory (Financial Security) Compliance... Officer Contract type Permanent Contract Job summary Summary: This position is placed within the Advisory group...
Our client, a leading nonprofit mental and behavioral health provider, seeks a Chief Compliance Officer/Privacy Officer... and execute the corporate compliance plan and annual risk-based monitoring strategy. Serve as Privacy Officer, ensuring HIPAA...
Job Overview: Skanska is searching for a dynamic Unit DBE Compliance Officer. This is a great opportunity to start... Unit DBE Compliance Officer will administer Skanska’s DBE compliance program for the Civil Operating Unit to which he...