your CV with salary expected to https://www.cpjobs.com/hk/job/risk-compliance-manager-風險及合規經理-hk-listed-sfc-type-1-securities-brokerage...力於培育人才及提升營運效能。 We are a securities brokerage firm holding an SFC Type 1 licence (dealing in securities), and a subsidiary of a Hong Kong listed company...
expected to https://www.cpjobs.com/hk/job/risk-compliance-manager-hk-listed-sfc-type-1-securities-brokerage-admiralty...Company Background We are a securities brokerage firm holding a Type 1 license (securities trading) from the Hong...
力於培育人才及提升營運效能。 We are a securities brokerage firm holding an SFC Type 1 licence (dealing in securities), and a subsidiary of a Hong Kong listed company... for securities trading and OTC derivatives. Reporting directly to the Responsible Officer, the role focuses on daily risk monitoring...
your CV with salary expected to https://www.cpjobs.com/hk/job/risk-compliance-manager-風險及合規經理-hk-listed-sfc-type-1-securities-brokerage...力於培育人才及提升營運效能。 We are a securities brokerage firm holding an SFC Type 1 licence (dealing in securities), and a subsidiary of a Hong Kong listed company...
expected to https://www.cpjobs.com/hk/job/risk-compliance-manager-hk-listed-sfc-type-1-securities-brokerage-admiralty...Company Background We are a securities brokerage firm holding a Type 1 license (securities trading) from the Hong...
類牌照（證券交易） 的證券經紀公司，母公司為一家香港上市公司。 作為集團的一員，我們專注於提供專業的證券交易及場外衍生產品服務，並致力於培育人才及提升營運效能。 We are a securities brokerage firm..., operational, legal, and compliance risks specific to securities trading and OTC derivative product issuance operations Perform...
A renowned securities brokerage in Hong Kong is seeking a Compliance Officer to ensure adherence to regulatory... with compliance issues. The ideal candidate will have a degree in Law or Finance, at least 3 years of relevant experience...
established financial institution Prepare and submit all required documentation to the SFC, ensuring complete compliance... approval Design and establish the compliance framework, including AML/CFT, risk management, and operational procedures...
successful candidate will manage daily securities brokerage operations, ensuring compliance with regulations. Requirements include a degree...A Hong Kong listed company is seeking a Responsible Officer (Type 1) to supervise SFC Type 1 regulated activities. The...
證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART盈立智投)，進一步優化投資者買賣證券的體驗，為投資者爭取獲得更佳回報機會。 uSMART Securities is a new generation of Internet brokers in Hong... innovation and artificial intelligence technology. uSMART Securities (CE no. BJA907) is licensed under The Securities...
We are a leading brokerage firm in the financial services industry, seeking a motivated and detail-oriented IT Project Officer...Why limit yourself When you can be widely different? Phillip Securities Group is one of the members...
About the Role We are a leading brokerage firm in the financial services industry, seeking a motivated and detail...-oriented IT Project Officer / Business Analyst to join our team. In this role, you will support the successful delivery...
Requirements: Undergraduate Degree in Law, Accountancy, Finance, or related disciplines; Minimum 1-2 years of compliance... and/or trade surveillance experience, Or Minimum 3 years of solid experience in well fame brokerage firms dealing room. Good...
in Priority /Private Banking or Securities Brokerage with experience in Account opening and trade execution Ability to handle... documents and ensuring compliance with related regulatory requirements and internal guidelines; Support PBRMs in completing...
of Japan. About company: Our client is a securities firm that provides brokerage, trading, and financial services Location... license compliance 3) Secretarial Liaise with company secretary and prepare board meeting minutes Handle Companies...
About company: Our client is a securities firm that provides brokerage, trading, and financial services Location... license compliance 3) Secretarial Liaise with company secretary and prepare board meeting minutes Handle Companies...
in securities or brokerage firm, custodians or asset management Prior experience in equities ,bond and future settlement...Responsibilities: Responsible for performing HK & US securities settlement Perform daily settlement operation...