as of December 31, 2024. Position: The Compliance team within the Rockefeller Global Family Office division of RCM is seeking a detail... to address and remediate Compliance issue. The successful candidate will be responsible for conducting examinations of branch...
initiatives around Compliance (e.g., AML, KYC, Sanctions), Data Privacy (e.g., GDPR, CCPA, LGPD), Legal Operations and Processes... supports clients through digital, operations and organizational transformation adapted to their culture and working methods...
. As a member of our Broker Dealer compliance team, you will help support our client-facing operations and uphold our commitment... of compliance procedures; support automation of compliance workflows. Collaborate with internal teams (Trading, Risk, Operations...
is seeking candidates for the position of Trust Compliance Associate in Limited Purpose Trust unit within the Research... and examination work on Trust Company charters for compliance with relevant laws, regulations, guidance, and supervisory expectations...
A growing healthcare company is seeking an experienced Compliance Officer to oversee compliance operations and ensure... adherence to regulatory requirements. This role requires a strong understanding of OMIG or similar compliance frameworks and the...
compliance support and supervision to the MDP and MSP business units (including Front Office as well as Operations, Finance... Reporting, Operations, and Finance. Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA...
directly with other departments within the bank (IT, Operations, Credit, FI etc) Update and maintain the compliance testing.... This consultant will be responsible for performing compliance testing, presenting all findings within the process, working...
THE WORK: Ripple is growing its Regulatory Compliance team and is seeking an experienced Senior Analyst... to join our ambitious team in San Francisco, CA. This role presents an outstanding opportunity to support the day-to-day operations...
. WalkMe is seeking a FedRAMP Senior Compliance Analyst to lead and mature our public-sector FedRAMP program, currently... with FedRAMP advisors and auditors to ensure successful assessments and renewals, and serving as the FedRAMP compliance focal point...
of everything we do. Expectations are high, and so are the rewards. Robinhood's Privacy Engineering team is looking for a Privacy Compliance Lead... to join our growing Privacy team. As part of the team, you'll help shape the privacy compliance and program strategy while coordinating...
Senior Manager, Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation... and analysis of key risk indicators to identify red flags and potential compliance violations. The role of Senior Manager...
COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer... will act in a compliance oversight and advisory role supporting assigned business units including two registered investment...
management and emergency preparedness. We are seeking an experienced and dynamic Director of Building Safety & Compliance... that all operations and projects comply with environmental health and safety regulations, industry standards, and company policies...
, escalate, and respond to potential compliance risks or control gaps in fund operations. Maintain working knowledge of SEC...). As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the...
, and enhancement of compliance products within the FCC department, serving as the bridge between the operations team and engineering...The USDS Financial Crimes Compliance (FCC) team executes various AML functions, including investigations of transaction...
, Ethics & Compliance Your New Role You will contribute to Warner Bros. Discovery’s mission by ensuring that WBD’s CNN, DTC.../Streaming, Content Distribution, Technology, & Ad Sales businesses maintain full compliance with applicable laws, regulations...
is seeking candidates for the position of Financial Services Specialist 1 (Compliance) in Mortgage Banking. Duties include..., are not limited to, the following: Facilitates the annual Volume of Operations Report (“VOOR”) filing process, including...
within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs... by providing in-depth technical knowledge on enterprise risk management, risk management frameworks, and compliance management...
in coordination with Investment Management teams, IT/Programmers, Operations, Legal and Compliance IT Coordination: Coordinate.... WHAT IS THE OPPORTUNITY? The VP - Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade...
, investor communications and responses to investor inquiries. Coordinate with compliance team on transaction and investment... funds-related compliance matters, including Adviser’s Act issues, trade clearance, regulatory filings and designing...