a highly experienced and motivated AVP/VP of HR Compliance to join our dynamic team at CMB Wing Lung Bank Limited in Central... regulations and laws. Key Responsibilities Assist the Section Head to establish, review and revise all HR compliance related...
insights directly to senior stakeholders and regulatory bodies. about the job. As the AVP/VP of Compliance Data Analytics... professional to join their Financial Crimes unit, bridging the gap between technical data science and regulatory compliance...
, often presenting insights directly to senior stakeholders and regulatory bodies. about the job. As the AVP/VP... professional to join their Financial Crimes unit, bridging the gap between technical data science and regulatory compliance...
Job Description - VP/AVP, Business Audit – Legal, Compliance & Secretariat (240000HH) Job Description VP/AVP..., Business Audit – Legal, Compliance & Secretariat - ( 240000HH ) Business Function Group Audit helps the Board and Executive...
The Role AVP/VP, Quality Assurance, Equity Sales & Derivatives Key Accountabilities Risk Monitoring, Assessment..., credit risk, operational risk, and compliance risk) of the trading desks; Profit and Loss (P&L) Analysis: Perform P...
The Role AVP/VP, Business Management and Trade Support, Global Commodities Key Accountabilities Trade support... closely with various stakeholders to implement proper operational procedure in regulatory and compliance; Draft procedures...
The Role AVP/VP, Quality Assurance, Equity Sales & Derivatives Key Accountabilities Risk Monitoring, Assessment..., credit risk, operational risk, and compliance risk) of the trading desks; Profit and Loss (P&L) Analysis: Perform P...
The Role AVP/VP, Fixed Income Sales, Fixed Income Key Accountabilities Responsible for providing FICC products... market products and understand the compliance requirements of regulatory authority; Hold relevant licenses from the SFC...
. They have multiple openings for various positions, including Vice President (VP), Assistant Vice President (AVP), and Analyst... with cross-disciplinary teams, including trading, sales, quantitative analysis, compliance, risk management, and operations...
The Role AVP/VP, System Architecture, Information Technology Key Accountabilities System Design & Planning Lead...-performance, highly availability distributed systems; Collaborate with security team to ensure stability and compliance fulfill...
The Role AVP/VP, Bond Trader, Fixed Income Key Accountabilities Responsible for the market-making in secondary... complies with internal policies, trading limits, legal and compliance requirements; Such other duties as shall from time...
The Role AVP/VP, ESOP and Corporate Services Team, Equity Sales & Derivatives Key Accountabilities Maintain good... and closing procedures, and ensure compliance with relevant regulations and informal policies; Monitor the daily operations...
Position Summary This role is for an experienced Fixed Income Trader at the AVP/VP level. The successful candidate... policies, trading limits, and legal/compliance regulations. Engage in market-making activities within the secondary bond...
The Role AVP/VP, Equity Capital Markets, IBD Key Accountabilities Origination & Client Coverage Equity...; Comprehensive understanding of the regulatory framework, listing rules, and equity capital-markets compliance requirements...
AVP / VP - Legal - Chinese Securities Firm Our client is a leading Chinese securities firm with a strong presence... and maintaining the highest standards of compliance and governance. Description Advise on PRC and Hong Kong securities regulations...
Job Description - VP/AVP, Treasures Investment Counsellor (WD80018) As the leading bank in Asia, DBS Consumer Banking... and Compliance Control 1. Ensure full compliance with both external regulatory codes & guidelines, ordinance & internal compliance...
Technology Risk Specialist (AVP/VP), Global Banks In-House Technical Risk and IT Security Expansion Regional Hire... of technical risk assessments from driving risk mitigation, tracking and reporting Ensure compliance of HKMA / SFC regulatory...
A leading global recruitment firm is urgently seeking an AVP/VP for Operational & IT Risk. The role involves ensuring... compliance with HKMA and MAS regulatory requirements for prestigious private banks. Candidates should have over 6 years...
HKMA Regulatory Reporting Senior Accountant (AVP/VP), Global Bank Global Industry Leader in Private Wealth Mgmt... for financial reporting to ensure the compliance with local GAAPs Oversight internal/external audit to fulfil local statutory/group...
A leading financial institution in Hong Kong is seeking a VP/AVP for the Secretariat to ensure compliance and provide... compliance, along with strong communication skills in both English and Chinese. Responsibilities include support for Board...