in areas of AML/CFT or risk management or frauds control or AEOI/CRS/FATCA, and regularly update and review returns/reports... from regulators and internal stakeholders on any specific areas related to compliance or AML or risks or frauds or CRS/FATCA matters...
risks, provide risk mitigation strategies and controls to minimize potential impacts Provide compliance and regulatory... and annual audit review Monitor the compliance of Risk and Control Self-Assessment (RCSA) and Control Self-Assessment (CSA...
best practices. You'll work collaboratively with cross-functional teams to identify and assess market risks, and develop effective...: Support market risk management activities by ensuring compliance with internal policies, control frameworks, and exposure...
to control and monitor risks across the bank. Responsibilities Prepare various risk management reports as assigned by the... development of processes and controls to manage IT risks. Coordinate new product reviews and assessments, assisting in the...
and other documents on significant risks for submission to senior management and the Audit Committee. Establish, review, and update risk... departments to resolve issues and strengthen internal control systems, ensuring alignment with the Group’s risk management...
, process, methodology, models and systems related to different risks and regulatory requirements Ability to design and deliver... high quality work Maintain up‑to‑date knowledge of internal auditing/control, processes, risk management methodologies...
to other risks on departmental level Handle all sorts of business action plan and strategy report of the department Assist... to conduct regular analysis to identify emerging AML/CFT risks faced by the Bank and other relevant changes of risk Provide...
operational and other non-financial risks related policies and frameworks. Execute the bank-wide implementation of a robust... to enable effective identification, assessment, mitigation and monitoring of operational risks in all functional areas Partner...
and protecting the Firm from exposure to losses as a result of credit, market, liquidity, operational, model and other risks..., trading management and strategists with appropriate escalation of risks identified to senior risk managers. Close...
) team. ETRM is part of the Business Control Unit (BCU) within the Institutional Equities Division (IED). This is a 1st... line of defense team that manages the risks of trading listed products through the IED systems and engines. Through...
; directly assessing, controlling and mitigating business risks. The team oversees, monitors, measures and analyses non market..., best execution, cross-border restrictions, and deposit protection schemes. Monitor and identify internal breaches or control...
Franchises 2nd LOD Risk Mgmt, Regulatory & Governance Control Our Client Urgently searching for well experienced 2nd line... to conduct thematic/periodic review & formulate effective control in accordance to HKMA and MAS regulatory requirements...
of the Group’s agenda As an independent second line risk control function, execute the relevant aspects of the Compliance... framework through robust independent risk control and the provision of specialist advice and constructive challenge in a manner...
and review the Bank's financial crime control policies and rules and regulations in a timely manner, and revise relevant systems... on money laundering risks before launching new products/businesses and conduct continuous risk assessment and re-examination...
) Responsibilities Drive thematic reviews to assess the effectiveness of risk and control environments within the bank Independently... drive and execute reviews focusing on specific areas of risk or control weaknesses identified within the business...
units on fraud and bribery risks regarding daily business activity Handle fraud and bribery investigation from the cradle..., staff interview, writing up investigation plan and report, liaising with law enforcement agents, identifying control...
risks of existing/new systems, processes and initiatives Ensure awareness of, and compliance with, the Bank’s IT control... Recommend and implement remedial actions and control measures Plan and work with the technology team and any concerning parties...
risks of existing/new systems, processes and initiatives Ensure awareness of, and compliance with, the Bank's IT control... Recommend and implement remedial actions and control measures Plan and work with the technology team and any concerning parties...
and mitigates – whenever appropriate - the diverse array of risks that the firm faces in serving clients and operating its global..., prudent risk management and regulatory compliance for the Firm’s market risks. This is achieved through the proactive...
, control policies and procedures Assist to co-ordinate Business Continuity Plan and relevant drill tests Analyze the relevant... operational risks in new business / product and perform risk assessment on business / product submitted by departments Degree...