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Keywords: Control Room and Research Compliance - Financial Institution, Location: Hong Kong Island, Hong Kong

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Control Room & Research Compliance (Senior Associate-AVP) - Financial Institution

An interesting opportunity for junior to middle control room specialists to join a reputable financial institution... in Hong Kong. Responsible for the control room and research compliance function within the APAC region, providing clearance...

Posted Date: 07 Dec 2025

Control Room and Research Compliance - Financial Institution

An interesting opportunity for junior to middle control room specialists to join a global financial institution in APAC... should have not less than 3 years’ experience in IBD Compliance / Control Room. Chinese (Mandarin or Cantonese) is essential. Please send...

Posted Date: 08 Dec 2025

Senior AVP, APAC Control Room & Research Compliance

A reputable financial institution in Hong Kong is seeking junior to middle control room specialists. The role involves... managing the control room and research compliance, providing clearance on Investment Research, and developing compliance...

Posted Date: 08 Dec 2025

Investment Banking Compliance - Global Financial Institutions

investment banking on compliance related matters, assisting control room and research compliance function and participate... in investment banking compliance/ control room/research compliance. Chinese language is an advantage Please send your CV to Clara...

Posted Date: 07 Dec 2025