, and guidelines specific to Money Lender Ordinance, AML/CFT compliance, credit assessment procedures, loan documentation standards... between compliance/operations and IT departments, articulating business requirements and SOPs in technical specifications for loan...
) to identify legal and compliance risks. Collaborate with finance, HR, IT and operational teams to ensure integrated risk... and compliance practices. Investigate and report compliance breaches, conflicts of interest, and ethical concerns. Support business...
monitoring and compliance reports for Global Markets operational risks. Follow up on various operational incidents and conduct... control and compliance governance framework. Formulate internal control or working manuals and provide opinions on the...
internal policies and regulations are documented and effectively implemented Perform risk and compliance related tasks..., please click Apply Now for application. Personal data collected will be used for recruitment purpose only. #J-18808-Ljbffr...
Responsibilities Ensure internal reports are provided and updated to the Group Risk Committee, Group Chief Compliance.... Ensure regulatory compliance and oversight as the MLRO as required under Local legislation and regulations. Oversight...
Job Responsibilities Provide compliance advice to ensure compliance with relevant regulatory requirements Review... implemented Develop and update compliance policies and and procedures based on updated regulatory requirements and new business...
Responsibilities Risk Oversight: Coordinate and monitor the overall compliance and operational risk for the... markets to assess local execution of policies, identify potential risks, and provide actionable recommendations. Utilize data...
Responsibilities: Risk Oversight : Coordinate and monitor the overall compliance and operational risk for the... markets to assess local execution of policies, identify potential risks, and provide actionable recommendations. Utilize data...
from you. About the Role Support the Associate Director, Corporate Compliance and partner with other Compliance functional leads... the implementation of a fit-for-purpose compliance framework on regulatory compliance programs, including the following...
experience. Strong data analysis and communication skills in both Chinese and English are essential. This role offers a platform...
, please click Apply Now for application. Personal data collected will be used for recruitment purpose only. #J-18808-Ljbffr...
Apply Nowfor application. Personal data collected will be used for recruitment purpose only. #J-18808-Ljbffr...
department within the Compliance Office for Asia and will report into the Head of Assurance. Primary responsibilities include... a team in Hong Kong and Bangalore in completing Compliance Monitoring & Testing activities including but not limited...
Is this your next challenge in store compliance? As part of the company’s Compliance Team, we are hiring a Store... Compliance Clerk. You will be a key member, independently visiting stores across different districts to objectively verify...
and delivery of solutions to meet diverse regulatory requirements across global markets, collaborating with legal and compliance..., with at least 5 years in a leadership role (e.g., Engineering Manager or Director) overseeing microservices/API development teams...
in Hong Kong is currently looking for an Executive to join its Regulatory Compliance Solutions (Fund Services) Team... of industry developments and trends in order to review new legislation and compliance issues Requirements A bachelor’s degree...
to evaluate the effectiveness of corrective actions and preventive measures taken, assess compliance with internal standards... documents, reports, data analyses, and insights to support continuous improvement; Support and perform ad hoc projects...
Responsibilities Provide support on transaction monitoring and report preparation Assist to conduct AML Compliance... to The Human Resources Manager, Bank of Communications Co., Ltd., 10/F, Bank of Communications Tower, 231-235 Gloucester Road...
集團為怡和集團成員之一。 Is this your next challenge in store compliance? As part of the company’s Compliance Team, we are hiring a Store Compliance Clerk..., and impartiality are crucial for upholding operational standards and compliance. The challenge is to: Conduct systematic reviews...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...