Authority (FCA) and the internal requirements set out in the Compliance Manual, local and Group Compliance and Risk policies...
., FCA, SMCR) is highly desirable. Comfortable working across multiple geographies and time zones. Experience presenting...
knowledge of FCA CONC, Consumer Duty, SME lending standards, Treating Customers Fairly (TCF), vulnerability guidance...
Payments, FCA/PRA regulations, SWIFT, Data Protection, Operational Resilience, Project Assurance and wider regulatory services...
regulation and legislation, including AML, fraud, sanctions, PEPs, bribery and corruption, JMLSG guidance, and FCA rules...
and supporting frameworks Evaluating customer journeys Knowledge of Consumer Duty, FCA complaints and conduct standards...
towards and hitting targets of card spend Managing customer accounts and spend Working to high standards of FCA regulations We're...
Crime policies, and delivers good customer outcomes in line with the FCA's Consumer Duty. You'll need some compliance... regulatory environment for UK Financial Services regulations (FCA Handbook) and Financial Crime legislation (POCA, MLR 2017...
A well‑established, FCA‑regulated consumer finance provider specialising in secured lending. With more than a decade... loan accounts throughout their lifecycle, ensuring all engagement and activity aligns with FCA regulations, internal...
your details will be published on the FCA’s Financial Services Register This role has been identified as a Client-dealing function under SYSC... 27.8.18R as defined in the FCA Handbook The Person (“P”) performs the client-dealing FCA certification function for a firm if:(1) P...
development (for example Payments, FCA/PRA regulations, SWIFT, Data Protection, Operational Resilience, Project Assurance... transport Excellent financial services technical and regulatory knowledge (in particular, FCA/PRA requirements, EU directives...
obligations register Assess new and existing regulatory requirements (FCA / PRA / cross-jurisdictional) and map them to policies... regulation (FCA/PRA; conduct and/or financial crime) Confident working across multiple stakeholders and challenging...
outcomes effectively Highly organised, proactive and detail-focused with strong problem-solving skills Understanding of FCA...
/background to pursue CFA designation. Appropriate registration/certification with FCA Peer relationships/teamwork Excellent...
in financial services regulatory matters Strong knowledge of FSMA 2000, FCA Handbook, MiFID II, and AIFMD Excellent written...
, and in line with FCA and wider industry standards, while driving innovation, operational efficiency, and measurable business value...
in line with FCA compliance standards 🎓 Career Progression Join our structured 18-month* development programme Complete...