in financial services regulatory matters Strong knowledge of FSMA 2000, FCA Handbook, MiFID II, and AIFMD Excellent written...
, and in line with FCA and wider industry standards, while driving innovation, operational efficiency, and measurable business value...
in line with FCA compliance standards 🎓 Career Progression Join our structured 18-month* development programme Complete...
. This includes supporting the Board and Committees in the monitoring and implementation of governance requirements set out by the FCA...
) is committed to promoting, monitoring, and implementing best practices, policies, procedures, and culture in adherence to the FCA...
heavily concentrated in the financial services sector, including FCA-regulated entities. This high performing team provides...
. Principal Responsibilities AIFMD, UCITS, & FormPF: Production of periodic filings to the CSSF, FCA, & SEC. Performance...
. Monitor market dynamics, client behavior, and regulatory changes to refine acquisition strategies and ensure FCA compliance...
would be a distinct advantage Relevant FCA and NFA exams desirable...
is a plus but not essential Understanding of banking products and processes Understanding of regulations such as FATCA, JMLSG, AML, FCA and GDPR...
primary contact for IT risk matters, supporting the Head of Engineering in maintaining adherence to IT General Controls, FCA...
. Knowledge of FCA rules, guidance, and practices, particularly Senior Management Arrangements, Systems & Controls (SYSC...
and will also be subject to additional routine criminal and credit checks As a certified colleague your details will be published on the FCA... FCA Handbook The Person (“P”) performs the client-dealing FCA certification function for a firm if:(1) P is carrying out...
of your capabilities. Candidates applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA... out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing...
and regulatory initiatives, including annual gender pay gap reporting and preparation activities for new FCA guidelines...
business. Follow principles and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the...
our mission to life. You'll create engaging, FCA-compliant content across websites, social media, email campaigns, and client... compelling, FCA-compliant copy for websites, social media, email campaigns, and client communications. Collaborate with PR...