and FCA-regulated entities. You will also support junior team members and gain exposure to advisory work alongside Tax...
rules and requirements relating to data protection, money laundering, etc. To always consider compliance with FCA...
to insurers' balance sheets, and counting. We're licensed in the UK (FCA), Europe (DNB), and New York (NYDFS), with over 260...
to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability Regime... and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following...
to: Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules. Diligent...
’s financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA... understanding of FCA reporting requirements and regulatory processes. · Detail-oriented and motivated individual...
fairly, promptly, and transparently, conforming closely to regulatory standards such as the UK FCA Dispute Resolution (DISP... comply with FCA DISP rules and other applicable regulatory standards. Maintain accurate, detailed records within the...
understanding of SRA/FCA frameworks, client money management, and regulatory controls. Commercially intelligent able to translate...
strategies. Carry out product research and remain up to date on market developments. Ensure adherence to FCA regulations...
product development FCA and PRA regulatory issues (including investigations and supervision projects) Cross-border...
and the UK. As a fully licensed Electronic Money Institution (FCA Reference No. 927920) and holder of a Financial Institution...
including being responsible for managing the relationships with the relevant UK regulators (PRA and FCA). This includes... of responses to regulatory activity, including queries, thematic requests, as well as PRA & FCA consultations and policy...
-managed businesses and entrepreneurial companies to larger corporates, multinational groups and FCA-regulated entities...