: · Familiar with insurance or banking regulatory requirements including PRA and FCA. Connect to your business - Strategy, Risk...
’s financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA... understanding of FCA reporting requirements and regulatory processes. · Detail-oriented and motivated individual...
-managed businesses and entrepreneurial companies to larger corporates, multinational groups and FCA-regulated entities...
to insurers' balance sheets, and counting. We're licensed in the UK (FCA), Europe (DNB), and New York (NYDFS), with over 260...
product development FCA and PRA regulatory issues (including investigations and supervision projects) Cross-border...
strategies. Carry out product research and remain up to date on market developments. Ensure adherence to FCA regulations...
and FCA-regulated entities. You will also support junior team members and gain exposure to advisory work alongside Tax...
fairly, promptly, and transparently, conforming closely to regulatory standards such as the UK FCA Dispute Resolution (DISP... comply with FCA DISP rules and other applicable regulatory standards. Maintain accurate, detailed records within the...
to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability Regime... and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following...
. Completing and submitting returns and reports to the FCA and other authorities. Maintaining and updating databases. Preparing... management information and reports to internal stakeholders. Ad hoc research on FCA rules and laws and regulations affecting...
and the UK. As a fully licensed Electronic Money Institution (FCA Reference No. 927920) and holder of a Financial Institution...
understanding of SRA/FCA frameworks, client money management, and regulatory controls. Commercially intelligent able to translate...
trading client portfolios and accounts to provide FCA regulated advice on areas such as pension transfers, bond surrenders...